BLANC: Discovering Patent White Space via Changes in Normalized Pointwise Mutual Information Between Multi-View Clusters

Identifying white space --- the unexplored but potentially valuable regions of a patent landscape --- is essential for strategic R&D planning, yet existing methods rely on manual patent mapping or apply single-view clustering without quantitative gap detection. We propose BLANC (Blank Landscape Analysis through NPMI Conditioning), a three-phase pipeline combining (1) multi-view neural topic modeling along three semantic dimensions (application/use, novelty, inventive step); (2) Normalized Pointwise Mutual Information (NPMI) to quantify cross-dimensional cluster association; and (3) conditional detection that flags combinations whose NPMI drops when the corpus is filtered by a user-specified keyword. The drop is captured by a new metric, $Δ$NPMI, which identifies combinations "established globally, unexplored locally." Because white space has no ground truth, we evaluate BLANC on two public USPTO corpora --- machine learning/AI (5,417 patents, CPC G06N) and glass compositions (1,982 patents, CPC C03C) --- by artificially depleting known technology combinations and testing recovery. When three-quarters of a target pair's documents are removed, BLANC recovers 34.1% (ML/AI) and 27.3% (glass) of the depleted combinations, whereas size-matched removals not aimed at them (random documents, or those of a different established combination) essentially never do: the target is never recovered in 191 decoy trials. Collapsing the three semantic views into one recovers nothing, while prior co-occurrence measures also flag the target under random removal, offering no specificity. In a proprietary case (302 float glass / glass-ceramics patents), the keyword "fluorine" reveals a fluorine surface treatment $\times$ warpage suppression candidate ($Δ$NPMI up to 0.48) that experts had independently identified.

From Patent Expiry to Business Pathways: AI Workflows for Activating Innovation Archives

Patent databases represent one of the largest public archives of technical knowledge, yet much of this knowledge remains difficult to identify, interpret, and reuse once patent rights expire or lapse. This paper proposes an AI-enabled framework for discovering expired and lapsing patents, identifying technology trends, and translating patent disclosures into business pathways. We use pathways to mean structured commercialization routes such as SaaS products, services, licensing packages, consulting playbooks, training offerings, data products, or internal process tools. The framework treats patent expiry as both a business signal and an archival transition, not primarily as a legal problem. Legal status remains important, but it is one risk-screening input alongside customer need, implementation feasibility, channel access, and market timing. We describe a system architecture that combines patent metadata, maintenance-fee records, legal-status indicators, semantic search, patent-family analysis, market signals, and generative AI workflows. A proof of concept parses all 378 records in an official weekly CIPO ST.96 archive, identifies 20 expired, lapsed, or near-expiry candidates, tests the stability of the transparent scoring model, and uses a locally hosted Qwen3.6 model to populate structured review packets. The evaluation demonstrates reproducible ingestion, stable rankings under weight perturbation, and schema-conformant model output, while also exposing incomplete legal-status coverage and the need for register and expert review. We argue that AI can function as a discovery and translation layer for dormant technical knowledge, but that such systems must explicitly represent legal uncertainty, data limitations, and commercialization risk.

Is It Novel and Why? Fine-Grained Patent Novelty Prediction Based on Passage Retrieval

Novelty assessment is a critical yet complex task in the examination process for patent acceptance, requiring examiners to determine whether an invention is disclosed in a prior art document. The process involves intricate matching between specific features of a patent claim and passages in the prior art. While prior work has approached novelty prediction primarily as a binary classification task at the claim level, we argue that this formulation is susceptible to spurious correlations and lacks the granularity required for practical application. In this work, we introduce FiNE-Patents (Fine-grained Novelty Examination of Patents), a novel dataset comprising 3,658 first patent claims annotated with fine-grained, feature-level prior art references extracted from European Search Opinion (ESOP) documents. We propose shifting the evaluation paradigm from simple binary classification to a joint retrieval and abstract reasoning task at the feature level, requiring models to identify specific passages from a prior art document that disclose individual claim features, and to identify which features of a claim make it novel. We implement and evaluate LLM-based workflows that decompose claims into features, analyze each feature against prior art, and finally derive a claim-level novelty prediction. Our experiments demonstrate that these workflows outperform embedding-based baselines on passage retrieval and novel feature identification. Furthermore, we show that unlike trained classifiers, LLMs are robust against spurious correlations present in the claim-level novelty classification task. We release the dataset and code to foster further research into transparent and granular patent analysis.