Jingyuan Wang, Richong Zhang, Zhijie Nie +2cs.IR cs.AI
Large language models (LLMs) can both expand underspecified queries and encode text as dense representations, suggesting a unified model for query expansion and retrieval. Existing systems usually rely on prompted expansions, independently trained modules, or staged optimization, leaving generated expansions only indirectly aligned with the retrieval loss that judges them. We train a single decoder-only LLM end to end, where the same model generates the expansion and encodes both the expanded query and candidate documents. This unified setting creates a moving-target problem: retrieval supervision should improve query-side expansion, but the same update also shifts the document embeddings that serve as retrieval targets. We introduce Document Embedding Preservation Tuning (DEPT), which keeps tuned document embeddings close to cached initial embeddings while allowing retrieval gradients to pass through straight-through decoding into the generator. DEPT converts joint query--document movement into query-side adaptation against approximately stable, whitened document embeddings that support index reuse and online hard-negative mining. Experiments with Qwen3-4B-Instruct-2507 and LLaMA-3.2-3B-Instruct on five datasets in BEIR benchmark show that DEPT improves average retrieval quality over training-free, independently trained, and staged unified baselines, while ablations isolate the effects of preservation, whitening, end-to-end expansion training, and online negatives. Code is available at https://github.com/ILSparkle/DEPT.
Retrieval-augmented generation (RAG) systems rely on retrieval modules to ground large language model (LLM) outputs. LLM-based query expansion enriches retrieval with document-like passages, but evaluations of hybrid retrieval often fuse fixed top-L prefixes of dense and sparse rankings. Because L controls cross-channel contributions and ranking access, it can alter measured expansion gains. We therefore evaluate complete-list effectiveness and record per-channel replay stopping depths required to certify the ordered top-K. This changes the design: because both rankings determine the fused result, their query constructions should be coordinated rather than designed independently. We present DESA (Dense Expansion and Sparse Anchoring), which shares generated references across channels but specializes their integration. Orthogonal residual expansion adds new semantic directions to the dense query, whereas score-product anchoring reorders the original sparse support without admitting expansion-only matches. The same references thus play complementary roles: Dense expands; Sparse anchors. Across seven BEIR datasets, DESA improves nDCG@10 and Recall@20 over the unexpanded query by 3.82% and 2.38%, while reducing dense and sparse replay stopping depths by 36.90% and 36.56%.
Jian Zhang, Songlin Lei, Zhuohao Yang +6cs.IR cs.CL
Patent retrieval and matching based on large language models (LLMs) play a vital role in intellectual property protection. However, due to the complex structure of patent documents, dense technical terminology, and multi-modal information, traditional methods struggle to accurately identify subtle differences between patents. Existing LLM-based patent matching approaches typically rely on domain-specific pretrained or instruction tuning, which often entail high manual labeling costs and catastrophic forgetting. While retrieval-augmented generation (RAG) methods introduce external knowledge they fail to fully leverage LLM's capability to automatically parse patents and mine deep semantic relationships. To address these limitations, this paper proposes a self-knowledge RAG framework that guides LLMs to autonomously extract key technical entities and construct hierarchical ontological structures from patent matching queries, thereby enabling query expansion and precise retrieval. The method integrates the FAISS retrieval with a generative matching mechanism, leveraging self-knowledge to enhance the model's understanding of patent innovations and significantly improve retrieval and matching accuracy. Experimental results demonstrate the outstanding performance of the proposed method on real-world patent datasets, validating its effectiveness and application potential.
Adam Kahirov, Umesh Deshpande, Swaminathan Sundararamancs.IR cs.AI
Lexical retrieval (BM25) captures exact keyword matches and weights terms by corpus-wide significance, but it is blind to the semantic vocabulary gap: when a relevant document phrases an answer differently from the query, BM25 never retrieves it, and no amount of downstream reranking or fusion can recover a document that was never in the candidate set. We present Cross-Encoder Query Expansion (CE-QE), which reads the per-token relevance attributions of a cross-encoder applied to top semantic search results, selects the terms the cross-encoder treats as decisive, and appends them to the BM25 query. Unlike classical pseudo-relevance feedback, which reuses BM25's own (possibly wrong) top results, CE-QE seeds expansion from the semantic retriever's results, avoiding self-reinforcing query drift. Unlike recent generative query expansion (HyDE, Query2doc), which prompts a large language model to hallucinate text from its parametric knowledge, every CE-QE expansion term is copied verbatim from a retrieved passage, so it cannot introduce vocabulary the corpus does not contain, and its only added cost is attribution extraction on a cross-encoder a hybrid pipeline already runs for reranking. On seven BEIR datasets, CE-QE improves lexical recall substantially where query and answer vocabulary diverge (e.g., NQ Recall@100 from 0.32 to 0.47), and its score-fusion variant (SESF) beats cross-encoder score fusion by 2.5% on Recall@100 and beats SPLADEv2 and ColBERTv2 by 5.3% and 4.6% on nDCG@10, while leaving the underlying BM25 index completely unmodified.
Traditional search systems are optimized to retrieve items that strictly match a query, often prioritizing precision over recall. In e-commerce marketplaces and particularly grocery, this paradigm is limiting, as user satisfaction and commercial outcomes depend heavily on the discoverability of substitute, complementary, and thematically related items. In this paper, we present a scalable system for discovery-augmented search that leverages intent-conditioned recall expansion. Our approach generates implicit user intents to expand candidate recall while maintaining relevance. The system addresses the cost-quality tradeoff of generative retrieval through a two-stage hybrid architecture. First, we leverage closed-weight large language models (LLMs) to maximize discoverability for head queries. To extend these benefits to tail queries, we then introduce a finetuned small language model (SLM), trained via LoRA adapters and teacher-student distillation. We evaluate the system using a rigorous dual framework: (a) LLM-as-a-judge metrics validated against human preferences for semantic quality, and (b) end-to-end session-level purchase analysis. Results demonstrate that our approach improves both intent generation quality and downstream retrieval effectiveness, extending discovery coverage from approximately 60% to 80% of query traffic at roughly 30% of the teacher model's inference cost, offering a viable path for deployment in large-scale marketplaces. Beyond relevance gains, discovery-augmented search may serve as a marketplace-balancing mechanism, giving long-tail and emerging supply an opportunity for query-conditioned exposure.
Xiao Wang, Sean MacAvaney, Craig Macdonaldcs.IR cs.CL
Multi-vector dense retrieval models, such as ColBERT, achieve strong retrieval effectiveness by modelling fine-grained token-level interactions between queries and documents. Methods such as PLAID use centroid-based quantisation of each token's vector to reduce the index size and speed up retrieval while maintaining strong effectiveness. In this work, we introduce PLAID-PRF, a method that performs Pseudo-Relevance Feedback (PRF) over PLAID to reformulate ColBERT's query vectors based on the top-retrieved results. In contrast with prior methods that perform PRF on multi-vector retrieval models, PLAID-PRF keeps computational costs low by leveraging the internal PLAID centroid vectors, treating them similarly to tokens in traditional PRF methods. The method selects a small and diverse set of high-utility expansion vectors and appends them to the original query, rerunning PLAID to refine both candidate generation and final scoring. Extensive experiments on the standard in-domain MSMARCO and four out-of-domain BEIR benchmarks show that PLAID-PRF consistently improves retrieval effectiveness over various baselines. In particular, PLAID-PRF improves over PLAID by up to 4.3% nDCG@10 and 7.3% MRR@10, while introducing substantially less computation overhead than prior PRF methods. The results demonstrate that our proposed centroid-aware PRF method offers an effective and lightweight mechanism to improve the quality of top-ranked retrieved results. Overall, this work enables effective and efficient feedback-aware late-interaction retrieval without expensive query-time document-token clustering.
We present a candidate-constrained retrieval-augmented generation system for LongEval-RAG, where each query is associated with an organizer-provided candidate set and all retrieved evidence and final citations must remain within that set. The system combines deterministic provenance tracking with passage-based retrieval, deterministic query expansion, pseudo-relevance feedback (PRF), reciprocal rank fusion (RRF), lightweight evidence reranking, citation-aware evidence aggregation, and optional MiniLM sentence reranking. We evaluate ten pipeline variants using a primary organizer evaluation and a supplementary self-generated diagnostic protocol. The primary evaluation shows that the strongest balanced variant is rule-minilm: a rule-based chunking pipeline with query expansion, PRF, RRF, reranking, citation prior, and late MiniLM sentence selection. This variant obtains the highest BERTScore, retrieval precision, nugget coverage, and average grade among our submissions. The result suggests that the main gain does not come from more complex semantic or topic-shift chunking, but from pairing stable rule-based evidence units with sentence-level neural selection before generation. The supplementary LLM-judge evaluation remains useful for early diagnosis and additional analysis, but it emphasizes different systems than the primary gold-answer and nugget-based evaluation, highlighting the need for multi-metric RAG evaluation.
As a low-resource language, Khmer presents several retrieval challenges, including limited annotated data, ambiguous word boundaries, weak support in multilingual embedding models, and frequent mixed Khmer-English usage. This paper presents KSE-Web, an analysis of hybrid retrieval and LLM-assisted query expansion for Khmer semantic search. We construct the dataset from approximately 17K candidate Khmer titles and retain 3K cleaned full-text Khmer documents after filtering, normalization, deduplication, and document-length control. The dataset includes 300 manually reviewed user-style Khmer search queries and silver relevance labels with partial human verification. We evaluate character n-gram BM25, multilingual dense retrieval, hybrid BM25+dense retrieval, and LLM-assisted query expansion using Qwen2.5 models. Experimental results show that BM25 achieves the strongest overall performance, reaching 0.943 Recall and 0.876 nDCG. Hybrid BM25+dense retrieval performs comparably, achieving 0.929 Recall and 0.871 nDCG, while dense retrieval alone performs lower. LLM-assisted query expansion does not outperform non-expanded retrieval; however, Qwen2.5-3B produces substantially stronger expanded-query results than Qwen2.5-0.5B, suggesting that LLM size and expansion quality matter for low-resource Khmer retrieval. Our analysis further shows that direct LLM expansion can introduce topic drift, generic terms, and noisy reformulations, while simple filtering may remove useful semantic cues. These findings highlight both the potential and limitations of LLM-assisted retrieval for Khmer semantic search and provide a foundation for future Khmer retrieval datasets with stronger human-verified annotations and Khmer-aware retrieval models. The dataset and documentation will be made available at github.com/back-kh/KhmerSemantic-Search.
Retrieval-augmented generation (RAG) is routinely extended with methods meant to improve retrieval: query expansion, hierarchical and cross-document summarization, graph-based expansion, per-query routing, rank fusion, and corrective re-retrieval. The benefits reported for these methods come almost exclusively from homogeneous corpora, predominantly Wikipedia prose. Whether they hold on the mixed-format collections common in practice, where code, markdown, tables, scientific PDFs, and prose are interleaved within one corpus, has not been measured. To study this directly, we build \textbf{HetDocQA}, a heterogeneous benchmark with \emph{chunker-agnostic} span-overlap relevance labels and collection-disjoint splits, and pair it with MuSiQue and QASPER as homogeneous controls. We evaluate eight methods on a shared backbone, with bootstrap confidence intervals and multiple-comparison correction. A strong cross-encoder reranker accounts for most of the pipeline's quality; beyond it, only two methods yield reliable gains: query expansion and SSCC. SSCC, a per-source calibrated corrector introduced here, sets a separate acceptance threshold for each score source and helps only on heterogeneous data. The remaining reranking and pool-expansion methods in common use, among them hierarchical summarization, graph expansion, routing, and rank fusion, give no reliable gain once that reranker is present.
Amin Bigdeli, Negar Arabzadeh, Radin Hamidi Rad +3cs.IR cs.CL
LLM-based query expansion improves retrieval by enriching the original query with additional context. Yet most methods remain generation-driven, producing plausible pseudo-documents or expansions without checking how the target corpus responds. This can introduce retrieval drift, amplify misleading vocabulary, or miss terms that distinguish relevant from non-relevant documents. We argue that effective expansion requires retrieval-grounded feedback, not just single-pass generation or unverified iteration. We introduce ADORE (ADapt, Observe, Relevance Evaluate), an iterative framework that turns retrieval outcomes into feedback for the next expansion. At each round, an LLM generates pseudo-passages, a retriever exposes the corpus response, and a relevance assessor evaluates retrieved documents against the original query. These judgments identify what to reinforce, what remains undercovered, and what to suppress. Across TREC Deep Learning, BEIR, and BRIGHT, ADORE consistently outperforms strong query expansion baselines with notable improvements across nearly all evaluation settings, improving average nDCG@10 by 24.5% over BM25 and 3.6% over the strongest prior query expansion method on BEIR, and by 122.9% over BM25 and 9.2% over the best query expansion baseline on BRIGHT. Our code and data are publicly available.
Arthur Satouf, Giulio D'Erasmo, Yuxuan Zong +3cs.IR cs.AI
Modern retrieval increasingly relies on dense and learned-sparse neural models that are effective but require encoding the entire corpus into a specialized index, rebuilt whenever the model changes. Lexical retrievers like BM25 stay efficient and transparent on a standard inverted index that need not change as models evolve, but suffer from vocabulary mismatch. LLM query rewriting can help, yet prompted rewriters emit well-formed but retrieval-ineffective or harmful-terms, and training against a retrieval reward gives only delayed, sequence-level supervision that obscures which terms helped. We introduce STORM (Stepwise Token Optimization with Reward-guided beaM search), a self-supervised framework for lexical query expansion. STORM trains the rewriter through generation guided by retrieval metrics: at each step, candidate expansions are scored against the BM25 index and low-reward continuations pruned, turning the retrieval reward into a token-level signal that concentrates exploration on retrieval-effective vocabulary. Across TREC DL and BEIR, STORM lets 0.6B-8B backbones match or surpass competitive LLM rewriters while retrieving as fast as plain BM25; at 8B it rivals far larger proprietary rewriters. It further transfers zero-shot to 18 languages (MIRACL), beating dedicated multilingual dense retrievers on average, making STORM a competitive, infrastructure-light alternative to dense neural retrieval.