NOWJ@COLIEE 2026: Adaptive Pipelines for Legal Retrieval and Reasoning

This paper presents the methodologies and results of the NOWJ team's participation across all five tasks of the COLIEE 2026 competition. For Task 1 (Legal Case Retrieval), we propose a four-stage pipeline comprising candidate filtering, dense retrieval with complementary embedding models, cross-encoder reranking via fine-tuned generative rerankers and MLP-based pairwise classification, and adaptive per-query cutoff prediction. For Task 2 (Legal Case Entailment), we combine BM25 filtering, T5-based reranking, and LLM-based entailment verification with consensus ensemble. For Task 3 (Statute Law Retrieval and Entailment), we adopt a retrieval-augmented generation framework with dense retrieval, attention-based reranking, and few-shot-prompted LLM reasoning. For Task 4 (Legal Textual Entailment), we introduce a dynamic routing pipeline that classifies query difficulty and dispatches cases to either a balanced few-shot solver or a structured zero-shot chain-of-thought solver. For the Pilot Task (Legal Judgment Prediction), we combine hierarchical transformers with CRF layers, argument relation mining, and probabilistic argumentation graph reasoning.

Cross-Architecture LLM Ensembles, Feature-Based Reranking and Retrieval-Augmented Prompting for Legal Information Processing

Legal information processing spans retrieval, entailment and judgment prediction problems, requiring text matching, reasoning and robust generalisation with limited supervision. We report Team DU's participation in all five tasks of COLIEE 2026, using open-weight systems for legal case retrieval, case entailment, statute retrieval and entailment, and legal judgment prediction. For Tasks 3 and 4, all models predate the 15 July 2025 cutoff required by the rules. For Task 4 (statute entailment), a cross-architecture ensemble of nine models from three families achieves 96.3% accuracy, placing first among 33 submissions from 11 teams. For the Pilot Task (tort prediction and rationale extraction), a multi-view system combining five claim-level models and refining the verdict using features derived from the claim predictions achieves 73.1% TP accuracy and 68.2% RE F1 as an unofficial submission, scoring above all official entries on TP and matching the highest on RE. For Task 2 (legal case entailment), changing only the prompt from single- to multi-selection raises F1 from 0.343 to 0.555 in post-competition evaluation on released gold labels, exceeding the best official submission (F1 = 0.490). For Task 3 (statute retrieval and entailment), replacing the entailment model with Qwen3-235B and a structured legal reasoning prompt raises accuracy from 79.3% to 91.5% in post-competition analysis. For Task 1 (legal case retrieval), a learning-to-rank system combining lexical and semantic retrieval with structural, citation authority, and temporal features (34 in total) achieves F1 = 0.314 (rank 11 of 54 submissions from 22 teams). Overall, legal information processing benefits from different inductive biases across tasks, with cross-architecture ensembling, feature-based reranking and retrieval-augmented prompting each proving most effective in different settings.