A. Said Gurbuz, Ahmed Nassar, Christoph Auer +8cs.CV cs.CL
Document processing pipelines traditionally cascade optical character recognition (OCR) engines with downstream models for structured information extraction, leading to multi-stage error propagation. We fine-tune SmolDocling, a compact 256M-parameter vision-language model (VLM), to perform end-to-end key-value extraction directly from document images, jointly solving identification, localization, and association in a single pass without OCR preprocessing. We extend DocTags with specialized key, value, region, and link tags, enabling many-to-many relationships in a unified output sequence. To address data limitations, we design an augmentation pipeline combining synthetic form filling and graph-based crops that preserve complete key-value subgraphs. We further introduce a layout-aware evaluation framework extending text matching with spatial bounding box verification. On FUNSD, XFUND, and a large-scale private dataset, our model outperforms larger zero-shot VLM baselines under layout-aware evaluation, while being 27 times smaller than Qwen2.5-VL (7B) and over 5 times faster at inference. The model weights will be released publicly after publication.
Catyana Heyne, Jürgen Frikel, Filippo Ricciocs.CV cs.AI cs.CL cs.IR
Document type classification in visually rich documents remains challenging, as relevant information is distributed across textual, visual, and layout modalities. To capture this complexity, current approaches rely on diverse multimodal modeling strategies, resulting in heterogeneous architectures that complicate systematic comparison. This variability is also reflected in existing comparative studies, which often rely on heterogeneous evaluation setups, further complicating systematic comparison and making it difficult to assess progress. To address these limitations, this work provides a structured analysis of multimodal design strategies across transformer- and LLM-based architectures, combined with a controlled empirical comparison within a unified experimental framework. Specifically, four representative models (LayoutLMv3, Donut, Qwen3-VL-32B-Instruct, and Qwen3-32B) are evaluated on the RVL-CDIP benchmark to systematically analyze the contributions of text, image, and layout information for document type classification, with a particular focus on contrasting OCR-dependent and OCR-free approaches. The results show that specialized multimodal Transformers outperform LLM-based approaches on visually rich and layout-intensive documents. Image information contributes most strongly to reliable classification, while OCR-derived text provides useful but secondary support. These findings highlight that multimodal processing remains essential for documents with pronounced layout structure. Overall, the study provides a systematic basis for comparing multimodal architectures and offers practical guidance for selecting effective feature combinations and model designs for document type classification.