Cameron Wilding, Mina Shaker, Fatemeh Ganjics.CR cs.AI cs.LG
Post-deployment changes to large language models can alter behavior while leaving routine outputs largely unchanged, creating a challenge for AI governance when model weights are proprietary. We present a privacy-preserving zk-SNARK-based audit framework that searches for probes designed in the spirit of adversarial examples to amplify logit drift between an approved model and a modified deployment. Our framework explores complementary probe families under different access models. Token-based probes operate in a black-box setting and require only the input interface, tokenizer, and vocabulary. Embedding-based probes require gray-box access to the embedding interface. Stress probes rely on additional interface capabilities but do not require full white-box access to model weights or architecture. This range allows probe selection to balance sensitivity, access requirements, and deployment cost. We evaluate probe constructions across LLM architectures, model-tampering scenarios representative of post-deployment attacks, and GPU platforms. Importantly, our experimental results demonstrate that token-based probes consistently deliver the strongest mean sensitivity across models and GPU platforms, although operating in a black-box setting. Our Groth16 zk-SNARK workflow remains practical as the probe set scales from 1 to 50, where proving time increases from 1.02 to 1.78 seconds, verification remains near 0.84 seconds, and proof size remains constant.
Production LLM applications commonly stack a regex filter in front of model-side alignment; prior work found no measurable coverage gain from adding a live Gemini backend behind an active regex filter. We ask whether that ceiling holds when the corpus is \emph{designed to bypass the regex}. We introduce $L_5$-no-regex -- identical to $L_4$-real (Gemini-2.5-flash, token-budget cap, rate limit, output scrub) but with the nine-pattern filter disabled -- and evaluate it against $N{=}45$ adversarial probes across three sub-corpora (carry-forward, regex-bypass, alignment-isolate), amplified by Gemini paraphrase and PAIR to ${\sim}1{,}555$ probe-run pairs over $N{=}5$ replications. Under the primary substring classifier, H1 is refuted: $L_5$ block rate is $0,%$ across all five OWASP LLM Top-10 categories ($Δ\text{pp}{=}0$ vs.\ $L_0$, $p{=}1.00$; Wilson upper bound ${<}5,%$). A secondary LLM-judge metric on PAIR variants shows $56$--$100,%$ block rates ($p{<}0.01$), revealing alignment does respond to adversarially-framed probes -- but produces refusals too nuanced for substring matching. The sub-corpus differential prediction is not supported ($p{=}1.00$). Alignment's contribution is \emph{metric-dependent}: on natural-language harmful-request probes, it adds zero observed coverage beyond the regex; on adversarially-framed variants, an LLM judge detects refusals the substring classifier misses. The locked corpus, mutation artifacts, and export scripts are released for replication.