Xiutian Zhao, Luqi Sun, Björn Schuller +1cs.CL eess.AS eess.IV
Modern multimodal foundation models (MFMs) have made rapid progress on tasks requiring integrated perception across speech, vision, and language, including emotion recognition. However, it remains unclear whether they recognize speech and facial emotion through shared affective functional units or modality-specific pathways. We explore emotion-sensitive neurons (ESNs), sparse decoder neurons selectively associated with emotion categories, in three MFMs: Gemma-4-12B-it, MiniCPM-o-4.5, and Qwen2.5-Omni-7B. Using speech emotion recognition and facial expression recognition as complementary probes, we identify acoustic and visual ESNs. Visual ESNs are causally meaningful: deactivating them selectively impairs recognition of the associated facial emotion, whereas steering their activations selectively enhances recognition of that emotion relative to other emotion categories. Acoustic and visual ESNs further show emotion-matched overlap and similar layer-wise distributions, indicating partial structural alignment between affective representations across speech and faces. Finally, cross-modal interventions reveal bidirectional causal transfer: ESNs identified from one modality produce emotion-specific effects when applied to the other. Our findings provide one of the first cross-modality activation-level analyses of affective functional units in MFMs, suggesting that speech and facial emotion recognition partially converge onto sparse decoder-level components that can be localized and manipulated without training.
Vision-Language Models (VLMs), like Large Language Models (LLMs), may memorize sensitive, copyrighted, or harmful knowledge from their pretraining corpora. Removing such knowledge is essential for building trustworthy AI systems. However, existing studies primarily focus on forgetting within individual modalities. Although recent work has begun to explore cross-modal consistency in unlearning, the cross-modal transfer of real-world knowledge unlearning remains insufficiently studied. To address this gap, we introduce UNLINK-VL, a real-world benchmark for cross-modal knowledge unlearning in VLMs. Under a post-hoc unlearning setting in which the original forget and retain corpora are unavailable, UNLINK-VL selects visually identifiable real-world entities as unlearning targets and associates them with corresponding images and one-hop and multi-hop facts derived from Wikidata. The benchmark comprises four complementary subsets that evaluate direct forgetting of target knowledge, the propagation of forgetting through relational knowledge, the preservation of related non-target knowledge, and robustness to semantically equivalent queries. We train models under text-only and multimodal unlearning settings and evaluate forgetting effectiveness and retained utility across textual, visual, and cross-modal scenarios. Extensive experiments reveal a pronounced asymmetry in cross-modal transfer: multimodal unlearning remains effective under textual evaluation, whereas text-only unlearning transfers poorly to visual and cross-modal scenarios. Meanwhile, the evaluated methods largely preserve the models' general capabilities. These findings demonstrate that relying solely on intra-modal evaluation, particularly text-only evaluation, may substantially overestimate the effectiveness of knowledge unlearning in VLMs, underscoring the need for cross-modal unlearning and evaluation.
Sudharshan Balaji, Yili Ren, Guangjing Wang +2cs.CV cs.CL cs.CR
Machine unlearning is widely used to remove hazardous knowledge from large language models. Modern Vision-Language Models (VLMs), however, process both text and visual inputs, raising a fundamental security question: does unlearning in one modality transfer to the other? We present the first systematic, bidirectional study of cross-modal unlearning transfer across three VLM architectures: LLaVA-1.5 (MLP projection), InstructBLIP (Q-Former), and IDEFICS (gated cross-attention). We find that unlearning transfers across modalities, but the transfer is asymmetric and incomplete. In some cases, text unlearning strongly transfers to vision. However, this robustness is not preserved under typographic attacks that manipulate the visual presentation of text. Under such attacks, previously unlearned knowledge can be readily recovered, indicating shallow unlearning. To address the transfer gap and shallow robustness, we propose \textsc{CrossInf}, an influence-guided mitigation strategy. Motivated by the observation that different model components contribute unequally to cross-modal transfer, \textsc{CrossInf} focuses unlearning on transformer blocks that most influence cross-modal generalization. It reduces the transfer gap by more than half in architectures with strong fusion, while preserving model utility. It also improves robustness under typographic attacks, reducing the attack success rate to near zero. We further conduct human evaluation with three annotators ($κ{=}0.77$) to validate our findings. Finally, we analyze shallow unlearning using Centered Kernel Alignment (CKA), providing insights into the observed transfer behavior and robustness limitations.
Inside a modern language model sits a single internal direction that tracks how positive or negative a sentence feels. We show how to find this valence axis (V-axis) from just 9 emotion category names plus 50 short narrative paragraphs per emotion -- about 1,500 fewer labels than the usual supervised approach -- and that the same direction appears in vision, audio, and human-brain encoders never jointly trained. The recipe: embed nine emotion-anchored story sets in a frozen encoder, take the top principal direction of the nine averaged embeddings. Projecting new inputs onto it captures 93% of supervised performance on SST-2 (Llama-3-8B-Instruct, AUC 0.772 vs. 0.828), correlates with human valence ratings on 11,811 EmoSet images at r=0.636, reaches AUC 0.906 on ESC-50 audio (p<2.2e-15), and AUC 0.720+/-0.055 on EEG from 123 subjects (p<3.65e-8). The direction is mechanistically active: ablating it collapses sentiment accuracy by 5.5-37.2 pp across three LLMs vs. at most 0.88 pp for matched random directions (z>12). A 2-parameter classifier trained on text labels transfers to images (AUC 0.961), audio (0.764), and brain recordings (0.828) without target-modality labels; a generic 16-D subspace stays at chance (0.525). The recipe is bounded to continuous attributes -- seven tests on categorical concepts return near-chance -- and steering is family-specific (Llama/Mistral yes, Qwen/Gemma no).
Ulbert Jose Botero, Liam Smith, Brooks Olney +5cs.LG cs.AI
Foundation models achieve generalization through massive-scale training on diverse data, but have limitations with transfer to truly unseen domains without paired training data. We propose principle-driven foundation models that encode signal-theoretic principles (Fourier decomposition, energy conservation, symmetry) rather than learn untethered statistical correlations. We hypothesize that domains differ not in fundamental physics, but in learnable transformations in time, frequency, magnitude, or phase. Training exclusively on radio-frequency (RF) data with co-designed architecture and losses incorporating these principles, we achieve cross-modal transfer to audio, images, text, and video using only frozen representations learned from RF data, requiring no fine-tuning of the encoder on target domains. Our 1.99M parameter frozen encoder achieves 77.7% average accuracy (91.9% top-3) across 15 diverse tasks via linear probing, with systematic variation: 84.5 on physically-grounded tasks (speaker recognition, seismology, RF fingerprinting) versus 70.0% on semantic tasks (music genre, language recognition). This reveals that principle-driven and scale-driven approaches offer complementary paths: physical principles enable efficient cross-modal transfer while naturally establishing the boundary between physical and semantic understanding.