João Matos, Ben Van Calster, Richard D. Riley +2cs.LG cs.AI
Background: Population level assessments of predictive artificial intelligence (AI) can conceal performance disparities across subgroups. Fairness evaluations commonly rely on performance analyses across subgroups. However, some performance metrics are non-collapsible, meaning that the overall population performance value does not equal the weighted average of subgroup specific values. Objective: To examine the collapsibility properties of commonly reported performance metrics in predictive AI, with a focus on the area under the receiver operating characteristic curve (AUC, also known as c-statistic). Methods: We investigate the collapsibility of 15 performance metrics, either by expressing each metric as a linear combination of its stratum specific values or, where non-collapsible, by providing a counterexample inspired by Simpson's paradox as a formal disproof. Results: Five performance metrics (AUC, calibration intercept, calibration slope, expected calibration error, and Nagelkerke R^2) are shown to be non-collapsible, and ten (O:E ratio, logloss, Brier score, accuracy, F1-score, true positive rate, true negative rate, positive predictive value, negative predictive value, and net benefit) are shown to be collapsible. The AUC is shown to be non-collapsible because it decomposes into within- and cross-group AUC terms when subpopulations coexist, such that its overall value may fall outside the range of subgroup specific AUCs. Conclusions: Non-collapsibility of performance metrics has important consequences for reporting, model appraisal, and fairness evaluation. It can generate spurious differences between subgroup and overall performance, which may mislead fairness evaluations. Explicitly acknowledging and reporting the collapsibility properties of performance metrics improves both the interpretability and transparency of fairness assessments.
Scholarly work which aims to describe potential societal impacts (e.g., risks) of proliferating technology (especially related to artificial intelligence or other algorithmic systems) is likely to have an impact beyond the scientific communities it was written for, given that general society itself is a primary object of study. However, it is an open question whether the current practices of AI evaluation scholarship follow the principles and best practices established by risk science, which aims to systematically generate knowledge related to understanding, assessing, communicating, managing, and governing risk. In this work, we examine this in depth by conducting a literature review of scholarly works purporting to evaluate the bias or fairness of technological systems used for tasks related to hiring and employment. Through analysis of 22 common fairness evaluation metrics and studies using them, we find that most characterize the severity of bias- or fairness-related consequences but do not follow best practices to characterize the uncertainty around either the occurrence of these consequences or severity estimates. Next, we conduct a case study of fairness evaluation for an AI-mediated resume screening task and demonstrate how principles of risk science can be incorporated into such an evaluation. Finally, we propose the AI Risk Report Card, which facilitates the reporting and communication of risk assessment results to stakeholders in positions to act based on the predicted risks. The outcomes of these activities suggest that further research at the convergence of risk science and AI evaluation can lead to advancements in AI assessments of societal impact by enabling shared frameworks to evaluate and discuss AI risks both within and outside of the scientific community.
Despite groundbreaking advancements in generative models during the last decade, concerns about their lack of fairness, reinforcing societal inequalities and harming marginalized groups, remain under-addressed and difficult to act upon. This position paper argues that fairness failures in generative models, albeit driven by multiple factors, are ultimately stemming from an evaluation problem: fairness findings are rarely comparable across papers or actionable for deployment decisions. This paper diagnoses recurring empirical and conceptual failure modes in current practice and motivates a shift from ad-hoc bias checks to standardized, generative-specific evaluation. We propose Fairness Cards as a minimal reporting artifact that makes evaluation choices explicit (prompt families, counterfactual protocols, metrics, and refusal handling) enabling reproducibility, comparability, and accountability. We conclude with additional recommendations towards a paradigm shift in evaluation standards. Our project page can be found at https://mariiavladimirova.github.io/fairness-cards .
Large Audio Language Models (LALMs) have seen increasing use for audio understanding tasks such as speech recognition and audio question answering, raising concerns about fairness across demographic subgroups. Fairness evaluation in spoken-input settings is challenging due to confounding factors, including semantic variation in spoken content and speaker-specific characteristics. Ignoring these factors can result in misleading conclusions about model bias. We propose a semantic-aware mixed-effects regression framework for fairness evaluation in LALMs that explicitly accounts for these confounders. Our approach incorporates sentence-level semantic embeddings of reference text as covariates and models speaker identity as a random effect. Notably, semantic representations are extracted from the same LALM under evaluation, enabling semantic control over variation as perceived by the model itself. Experiments on simulated data and real-world benchmarks demonstrate that the proposed approach substantially reduces spurious fairness findings and yields more robust and interpretable estimates of subgroup performance differences.
Audits have emerged as a critical instrument for algorithmic governance, providing a mechanism for external scrutiny and governance of machine learning models. However, ensuring the integrity of such assessments remains a challenging issue. For instance in regulatory contexts, audits are typically declared or easily detected, thus enabling model providers to manipulate the process, whether intentionally or inadvertently. This vulnerability is particularly acute in the context of fairness evaluations, in which providers can often infer sensitive attributes and strategically equalize allocation rates between groups to satisfy fairness metrics. In this paper, we introduce a novel audit protocol designed to significantly increase the post-audit detectability of such manipulations by enabling the auditor to query the model in an oblivious manner. Our approach leverages a Private Information Retrieval mechanism to require the provider to label a large set of instances, while preventing it from knowing which subset will ultimately be used for the audit. The protocol is efficient, imposes minimal overhead on the auditor, and requires no modification to the audited model, its training procedure, or its inference pipeline. We provide theoretical guarantees showing that, under this protocol, a provider attempting to hide unfairness must falsify a significantly larger number of responses, thereby increasing both the difficulty and the likelihood of detection of manipulation. Experimental results across representative audit scenarios confirm the effectiveness and practicality of our approach.
Zeshen Zheng, Yujia He, Qianmian Lin +2cs.CY cs.AI cs.CL
Fairness evaluation concerns not only what a model produces, but also what its outputs ought to be compared against. When a model generates "a CEO in the United States," the prompt leaves demographic realization to the model. Existing group fairness definitions assume that sensitive attributes are given on the input side. Generative audits instead examine output-side demographic composition, yet the targets they compare it against are typically supplied rather than justified. The upstream question is what the target distribution should be. We formalize this missing-target problem for demographic-value-unspecified generation and decompose target construction into four commitments: the evaluative object, prior admissibility, allocation, and operationalization. In this framework, we admit the geographic prior under a geographic-membership interpretation for the declared public-world use. The occupational prior, under an incumbency interpretation, requires an independently defended objective such as workforce-composition fidelity. Instantiating this construction in AP-Bench, we find substantial distribution divergence from geography-derived targets, ranging from 0.508 to 0.606 on a 0-to-1 scale. Replacing each geography-derived target with an equal-category comparator, while holding generations and measurement fixed, produces model-specific mean absolute cell-level $\mathrm{JSD}_2$ changes ranging from 0.279 to 0.355. Target construction is therefore not a preliminary to fairness evaluation but a component of it. What we supply is not a universal target, but a framework that makes explicit the justification required before a distribution can serve as a fairness standard.
This study examines the cross-prompt generalization and first-language (L1) scoring effects of a LoRA-adapted open-weight large language model (Gemma-3-27B-it) applied to automated essay scoring. Using the identical model and inference configuration reported in "AiAWE: An Open-Source LLM Automated Writing Evaluation System Using LoRA-Adapted Instruction-Tuned Models" (Gayed, 2026), which was fine-tuned on 480 argumentative essays from two prompts, we evaluate scoring accuracy on the full TOEFL11 corpus: 12,100 essays written by test-takers from 11 first-language backgrounds across eight prompts, none of which were seen during training. The model's raw scores (0.5-5.0) are mapped to the same three proficiency bands (low, medium, high) used by ETS, enabling direct comparison. The model achieved an overall band agreement of 77.79% and a quadratic weighted kappa of 0.702, with adjacent-band agreement of 99.98%. Accuracy was stable across all eight unseen prompts, with no advantage for prompts thematically related to the training data, indicating robust cross-prompt generalization. However, the model exhibited a systematic, L1-linked scoring offset. Within every proficiency band, essays from European-language backgrounds received consistently higher scores than essays from East-Asian-language backgrounds, a pattern not attributable to the composition of the fine-tuning data. This is the first large-scale L1 fairness analysis of a fine-tuned open-weight LLM for automated essay scoring.
Veronika Shilova, Emmanuel Malherbe, Giovanni Palma +3cs.CV
3D Morphable Models (3DMMs) remain the standard parametric shape priors for many state-of-the-art 3D face reconstruction algorithms. However, as these models are derived from a finite number of 3D face samples, they inherit the morphological biases of their training data, potentially limiting their generalizability across diverse global populations. In this paper, we propose a novel framework to analyze 3DMM reconstructions through the lens of surface curvature, with the objective to discover, quantify and visualize biases. While standard evaluation metrics often rely on Euclidean distances, our reconstruction error captures subtle surface nuances such as local topology or undulations. To do so, we leverage the Laplace-Beltrami Operator (LBO) to generate high-resolution curvature error maps, providing a localized and geometrically meaningful visualization of discrepancies between ground truth faces and reconstructed meshes. We derive from it an error metric that we validated through a user study, observing a significantly higher correlation to human perception compared to traditional methods. Furthermore, we conduct extensive experiments across several 3DMM bases and fitting algorithms, uncovering systematic age-related biases and providing preliminary evidence of biases associated with gender and ethnicity. Our findings highlight the necessity of adopting curvature-aware evaluation protocols to ensure demographic fairness and geometric precision in future 3D face reconstruction research.
Nicolas M. Müller, Aditya Tirumala Bukkapatnam, Dominik Schnieders +1cs.SD cs.AI
A trustworthy and GDPR-compliant deepfake audio detector must base its decisions on acoustic artifacts, not on what is being said or who is speaking. We present a large-scale study of semantic independence for Resemble AI's detector, DETECT-3B-Omni. Using 10,240 audio samples from diverse US English speakers across 30 states, generated through 8 different AI voice-cloning systems, we test whether detection accuracy depends on spoken content (benign versus malicious), speaker gender, speaker age, or speaker region. Using equivalence testing, our results show that the accuracy difference between any two of these groups is at most 2 percentage points, at 99% confidence. The detector therefore identifies AI-generated audio with equivalent accuracy regardless of what the audio says or who the speaker is.
As large language models take on morally consequential roles in healthcare, legal, and hiring contexts, we need to examine whether their ethical behaviors are genuine or superficial. We show that current fairness evaluations substantially overestimate moral safety. Models appear fair when demographic identity is stated as an explicit label, yet become measurably less fair when the same identity must be inferred. We term this failure \emph{performative compliance}, where a model is fair when the presentation resembles a fairness evaluation and less fair as that cue weakens. We introduce a cue-variation methodology that holds the moral dilemma and the demographic identity fixed and varies only how that identity is conveyed. Hiding the explicit label raises harmful decisions by $+4.4$~pp and changes model safety rankings, and the shift persists when models correctly infer the demographic, ruling out attribution error. We propose the \textbf{Cue Visibility Gap}, a model-agnostic robustness metric that can be added to any existing fairness benchmark to separate genuine from performative moral safety. Fairness evaluations that omit cue variation measure surface compliance, not moral robustness, and should not ground deployment decisions in high-stakes settings.