Yuna Park, Hwang Youn Kim, Yujin Kim +3cs.CR cs.CL
Existing jailbreak evaluations typically characterize robustness using a single attack success rate (ASR) measured in a default configuration (the vanilla state). However, user-LLM interactions can induce diverse operational states beyond the vanilla state. In this work, we find that jailbreak robustness is highly fragile to operational-state variation: even when the attack remains fixed, changing only an ordinary system prompt not designed to affect safety can dramatically alter attack success rates. We systematically investigate this phenomenon across seven aligned models and three representative jailbreak attacks, observing substantial differences in ASR between vanilla and non-vanilla operational states. In one case, ASR increases by up to 56 percentage points (2% to 58%) solely due to a change in operational state. Remarkably, these increases occur even for attacks originally designed and optimized under vanilla-state evaluation. We further show that state-dependent robustness variation is systematically associated with differences in hidden representations along a refusal-related axis, and that projections onto this axis strongly predict jailbreak outcomes. Our results show that a single vanilla-state evaluation may not fully characterize jailbreak robustness, motivating evaluations that also examine how robustness changes across non-vanilla operational states.
Large language model providers routinely cite multilingual safety benchmarks spanning a dozen or more languages as evidence that their models are safe for non-English-speaking users. We show that these collection-level coverage claims frequently do not survive inspection at the level of an individual language. Auditing 21 resources across 25 language slices, of which 20 count as datasets under our counting rules, spanning three languages chosen to represent low- (Hausa), mid- (Swahili), and high-resource (French) tiers, we find that gaps in provenance, annotation reliability, access, harm-taxonomy coverage, and data reuse recur in patterns that partially, but not fully, track resource level. Using a controlled within-pipeline comparison, we show a Hausa-language slice falling below its own paper's translation-quality acceptance threshold while the same pipeline's Swahili output clears the same bar comfortably; this is evidence that these gaps are measurable and addressable, not inherent. We further show that self-harm and sexual-content categories have no native-language coverage in either African-language tier we studied, a total rather than gradated gap that a purely resource-level account does not predict. We connect these findings to a documented, persistent asymmetry in multilingual jailbreak robustness (single-turn attacks largely mitigated, multi-turn attacks still effective), arguing that this asymmetry is structurally consistent with where our audit finds training and evaluation data thinnest. We contribute a reusable slice-level audit methodology, a cross-tier empirical comparison, and concrete recommendations for dataset creators, model providers, and venues aiming to make ``multilingual coverage'' claims verifiable rather than merely stated. Dataset: https://huggingface.co/datasets/ChialukaOnuoha/safety-slice-audit
Julian Minder, Viktor Moskvoretskii, Raghav Singhal +12cs.LG cs.AI cs.CL
As language-model-based AI is increasingly deployed in autonomous settings, aligning its goals and values with those of humans becomes critical. Today, alignment, and the assistant identity itself, are typically introduced only after pretraining, once behavioral priors are already established. This can make values a thin overlay, rather than deeply rooted, and facilitate subsequent misalignment. Pursuing a different paradigm, we introduce Synthetic Persona Pretraining (SPP), which installs the desired assistant persona from token zero in pretraining. First, we annotate pretraining documents with value-aligned first-person reflections derived from a normative value constitution. Second, we pretrain via the standard cross-entropy loss on standard pretraining documents as well as their reflections, which installs the desired persona among a multitude of other personas. Finally, we post-train on user-assistant dialogue data, which binds this desired persona to the assistant identity, a process we call persona binding. By pretraining models up to 3B parameters on 500B tokens, we show that SPP improves constitution following and jailbreak robustness, and reduces the misalignment rate in out-of-distribution moral dilemmas, while preserving capabilities. Early intervention matters: compared with alignment from token zero, introducing SPP only at the end of pretraining yields weaker constitution adherence, does not shift value priorities, and leads to less aligned choices in dilemmas. This advantage depends on persona binding and, importantly, increases with pretraining budget. Overall, our results show that shaping values early is critical for alignment and establish pretraining-time persona interventions as an effective approach to do so.
Safety tuning can improve harmful refusal, but models may learn surface-form shortcuts: wrapped harmful prompts bypass safety, while similarly wrapped benign prompts are over-refused. We propose Wrapper-Based Intent-Form Augmentation (WIFA), an automatic intent-group augmentation method that pairs wrapped harmful examples with structurally matched wrapped benign counterexamples, requiring no external teacher or manual per-wrapper intent labels. We use WIFA as a common data layer for two complementary fine-tuning routes: WIFA-Boost, a two-stage high-safety recipe, and Anchored Group-Consistent Refusal Training (A-GCRT), which regularizes refusal/compliance decision scores across same-intent wrappers and anchors harmful and benign groups on opposite sides of a margin. In the Qwen setting, WIFA-Boost reaches the strongest transformed-harmful refusal, while A-GCRT reduces OR-Bench over-refusal from 25.7\% for the base model to 17.4\%; reproduced baselines do not match these operating points. Llama results and ablations over data structure, two-stage order, and A-GCRT components support this intent-group interpretation without claiming universal below-base over-refusal.
Large reasoning models (LRMs) achieve remarkable success on complex tasks but remain vulnerable to harmful prompts that induce unsafe outputs. Recent methods align LRMs using direct refusals or safety rationales, yet often focus on prompt patterns rather than intrinsic attack mechanisms. As a result, these pattern-centric alignments struggle to generalize across diverse jailbreaks, compromising adversarial robustness and reasoning utility. We propose AdvSafe, a dual-adversarial framework that enables LRMs to internalize unsafety knowledge by explicitly deconstructing adversarial mechanisms. This moves beyond pattern-dependent traces, fostering robust cognitive defense without compromising reasoning utility. Our pipeline operates via a two-phase adversarial game. First, in adversarial synthesis, an autonomous agent dynamically crafts deceptive jailbreak prompts, adapting its strategies to breach a strong teacher model. Second, in adversarial extraction, the breached teacher executes a cognitive counter-attack. For every successful jailbreak, the teacher unmasks the camouflage, explaining why the attack succeeds and how such prompts can be identified and mitigated. This dual-adversarial process yields a compact reasoning dataset capturing rich, generalizable unsafety knowledge. Student models trained on this dataset implicitly acquire safety alignment through intrinsic threat comprehension. Experiments show that with only 1K synthesized samples, AdvSafe-aligned LRMs achieve significantly stronger jailbreak robustness than existing baselines, with almost no utility degradation. Furthermore, AdvSafe improves robustness against out-of-distribution prompts, demonstrating that learning unsafety knowledge enables a superior robustness-utility trade-off and generalizes beyond seen attack patterns.
Model merging has become the default way to give an aligned language model new skills without retraining: a practitioner folds task vectors from math, code, or domain specialists into a safety-aligned base using task arithmetic, TIES, or DARE. This convenience is known to carry a safety cost, but almost all of that evidence rests on static refusal tests: fixed harmful prompts scored for compliance. We argue this is misleading. Because safety alignment is "shallow," concentrated in the first few generated tokens, a merged model's static refusal can stay clean while a real adaptive attack still breaks it. We introduce SkillSafe-Bench, a controlled benchmark that scores skill-merged models on static refusal, adaptive jailbreak robustness, and capability retention under a conservative two-judge AND rule. Across six open-weight bases (five families, two scales), static safety does not predict robustness to attack: under a semantic template attack, safe-looking merges on the fragile bases (both Qwen scales and Gemma) are jailbroken 60-76% of the time while others (Llama, Phi-4) stay robust. We further show the static effect of merging is base-conditional, characterize same-recipe abliteration-style safety erosion through a data-free geometric signal (the overlap of a task vector with a safety subspace), and outline SubSafe-Merge, which projects this overlap away to remove that erosion at held capability. Adaptive evaluation is not optional for merged LLMs: the models that most need it look safe under static screening.
Roman Prosvirnin, Victor Minchenkov, Alexey Soldatov +1cs.CR cs.AI
Jailbreak-robustness research typically evaluates safety through generated responses using an LLM-as-judge approach. Such evaluations, however, are sensitive to the benchmark's grading procedure and capture only observed behavior on a given set of attacks, without directly revealing the hidden fragility of the underlying safety mechanisms. This work proposes JADR (Jacobian Assessment of Danger Recognition), a protocol that measures a model's internal representation through Jacobian space (J-space, a recently proposed workspace of verbalizable concepts) before the first response token is generated. For every prompt and layer we record the top-k J-space tokens; these are grouped into six behavioral scenario axes and compared between a danger sample based on StrongREJECT and a safe control drawn from XSTest and OKTest. The method does not call on an external judge model: the computation runs entirely locally, on the activations of the model under evaluation, which lets us compare both different models against each other and modifications of a single model -- quantization and fine-tuning in particular -- on the same terms. The final comparison rests on the proposed SafetyAUC metric, complemented with bootstrap confidence intervals. The protocol is applied to six models (Qwen3-1.7B, Qwen3-4B, Qwen3-8B, Qwen3-Uncensored-4B, Qwen3-SafeRL-4B, Gemma 2 9B) across three weight-representation regimes -- BF16, INT8, and INT4 -- and checked against an independent behavioral evaluation with the StrongREJECT grader. The metric separates models with a strong versus a weak internal safety mechanism with statistical significance and captures substantively different effects across quantization regimes.
LLM evaluation and AI safety face a shared measurement problem: benchmark scores, reward-model signals, and reported safety metrics can improve while the latent properties they are meant to represent remain difficult to verify. This paper combines a hybrid survey - a systematic search paired with narrative synthesis and separately tracked grey evidence - with a conceptual framework and a structured ten-model audit. The synthesis spans eight evidence streams: benchmark validity, dynamic evaluation, LLM-as-judge reliability, safety evaluation, jailbreak/refusal robustness, reward hacking, mechanistic interpretability, and governance/auditability, covering 2018-2026 evaluation-safety measurement work. We introduce EvalSafetyGap as an organizing hypothesis for comparing evaluation-side and alignment-side proxy failures under optimization pressure, using Goodhart's Law together with two constructs we develop here - an Instability Decomposition and an Alignment Trilemma - as tools for generating testable comparisons. The audit shows how conclusions shift when capability, behavioral safety, and governance are measured separately. In this sample (n = 10), the association between capability and sustained adversarial robustness is statistically indeterminate using the displayed Table 3 inputs (Pearson r = +0.232, p = 0.520), and the apparent open-closed safety gap is modest, driven mainly by governance and disclosure rather than behavioral robustness, and sensitive to how a single borderline model is classified; attempt-budget results are protocol dependent. Because the public evidence uses heterogeneous protocols, the audit is diagnostic rather than rank-generating. The contribution is a shared vocabulary and evidence map to support dynamic evaluation, transparent source reporting, multi-attempt safety measurement, and auditable alignment practice.