Dulhan Jayalath, Benjamin Ballyk, Oiwi Parker Jonescs.LG q-bio.NC
Speech brain-computer interfaces (speech BCIs) translate neural activity into language, offering a path towards restoring speech for people with paralysis and, more broadly, enabling new forms of natural human-computer interaction. Despite this promise, the field lacks a common measure of progress because systems use different datasets, recording methods, types of speech, and vocabularies, so their reported scores are rarely comparable. Underlying this measurement problem are two unresolved questions: (i) what distribution of words should a speech BCI enable a user to communicate, and (ii) how much information from this distribution can a system convey. We address both by deriving open-vocabulary mutual information (OVMI), an information-theoretic quantity that measures the information conveyed by a decoder relative to a reference distribution over the words a user may wish to communicate. This allows capabilities measured under different conditions, such as distinct vocabularies, to be evaluated on a common communication scale. We show that ordinarily reported accuracy, word error rate (WER), and other metrics computed only over the words a system supports can overstate how much of a user's intended speech the system can communicate. We then use OVMI to compare existing systems, expose trade-offs between how much of the user's language a system supports and how accurately it decodes those words, show that these comparisons depend on what the user is expected to communicate, and demonstrate that selecting a vocabulary to maximise OVMI yields up to 16.3% relative improvement in accuracy across three speech domains. OVMI therefore provides the speech BCI community with a principled way to compare heterogeneous systems, improve vocabulary design, and measure progress in the field.
Junghyun Min, Alex Warstadt, Tamar I. Regev +2cs.CL cs.AI cs.LG
While it is well-established that prosody carries crucial cues for syntactic structure, the degree and nature of correspondence between these two domains remains contested. We investigate the syntax-prosody interface through an information-theoretic lens, quantifying the interaction between prosodic features and syntactic representations as their mutual information. We provide a general-purpose framework for estimating this quantity over large speech-text corpora using multimodal language models. Our framework is structure-agnostic and modular, insofar as it can be used to measure the contributions of individual prosodic features or components of structure. We evaluate the syntax-prosody relationship for two features (word duration and inter-word pauses) across two domains--read audiobooks and spontaneous conversations--both in English. Our results demonstrate that prosody contains measurable syntactic information, with prosodic features reducing syntactic uncertainty in spontaneous conversations by up to 10.2%. Our findings offer new empirical support for several theoretical accounts of the syntax-prosody interface.
While Multimodal Large Language Models (MLLMs) exhibit strong generalization, visual instruction tuning for downstream tasks inevitably causes catastrophic forgetting, impairing overall generalization. While existing methods regulate weight updates to reduce forgetting, they overlook the fundamental cross-modal alignment in MLLMs. Based on prior work and our observations, we argue that cross-modal alignment is implicitly captured in the information-compression trajectory. To preserve the alignment flow embedded in the trajectory, we propose LLaVAFlow, an information-theoretic distillation framework. First, we compress the mutual information between the extracted relations and MLLM embeddings, encouraging a learnable module to produce a refined alignment flow that benefits downstream tasks. Second, we maximize the mutual information between the extracted alignment flows of the pretrained and fine-tuned MLLMs, enabling the transfer of compact alignment information. Extensive experiments show that LLaVAFlow is an effective plug-and-play framework that preserves alignment flow and enhances both downstream performance and generalization.
Feature selection is a highly relevant task in a data-driven knowledge discovery project. Several techniques have been developed aiming at finding the features that influence most an outcome to predict, including mutual information and, in recent years, the data-based sensitivity analysis. The present research focus on analyzing the advantages and disadvantages of each of these two techniques, by applying both to a bank telemarketing case. Thereafter, a logistic regression model is built on the tuned set of features identified by each of the two techniques as the most influencing set of features on the success of a telemarketing contact, in a total of 13 features for mutual information and 9 features for the data-based sensitivity analysis. The latter performs better for lower values of false positives while the former is slightly better for a higher false positive ratio. Thus, mutual information becomes a better choice if bank managers intend to reduce slightly the cost of contacts without risking losing a high number of successes. Such results show that mutual information, although not recent, is still a valid method for feature selection. On the other side, the data-based sensitivity analysis selection achieved good prediction results with less features.
We study score-matching diffusion models with a convolutional architecture. We argue that the inductive bias of locality means that the machinery of effective field theory from physics can be usefully applied to describe the denoising dynamics. We apply this formalism first to a simple toy example which permits an analytical description, and thereafter to MNIST, and show that in both cases, the mutual information between two points grows in a manner predicted by a simple effective field theory of Brownian motion.
Oguzhan Baser, Mirac Sozen, Kaan Kale +2cs.RO cs.AI cs.CV cs.IT
With the increased adoption of robotic agents operating in human environments by scanning and sharing 3D representations (e.g., for fleet learning, cloud-based planning, or collaborative mapping), collected point clouds reveal not just the objects in a scene but also sensitive spatial context, such as room function or information that occupants never consented to disclose. Traditional point cloud encoders offer no principled control over this: either all is preserved, or none. Hence, we introduce RoboShape, an information theory guided compression head following the frozen {\tt Sonata} encoder. We project voxel-level embeddings using the Donsker-Varadhan formulation of mutual information (MI). Specifically, we maximize the MI between embeddings and object-level understanding while minimizing it for private attributes. RoboShape leads to 87.5\% smaller embeddings that retain 98.7\% of object classification utility while collapsing sensitive attribute predictions by 39.3\% across the three real-world indoor LiDAR datasets. Its privacy-preserving embeddings are cheaper to transmit over the network or to train a model for any downstream tasks. We release the RoboShape codebase to give the robotics community a practical, encoder-agnostic tool for building perception pipelines that are compact, privacy-aware, and deployment-ready.
Preston Pitzer, Anish Pradhan, Harpreet S. Dhilloneess.SP cs.LG
Mutual information (MI)-inspired feature learning techniques are capable of generating low-dimensional embeddings that retain nonlinear dependence structures, but direct estimations of MI suffer from noisy probability distribution estimates in the low-data regime. The H-Score objective, computed from second-order statistics, provides a practical proxy metric for training feature extraction networks. We prove that H-Score is invariant to invertible transformations in the unrestricted functional setting, but becomes sensitive to input basis rotations under constrained approximation classes. Consequently, we study unitary preconditioning for H-Score networks and show that selecting an appropriate basis rotation reduces finite-width truncation error by concentrating predictive dependence into fewer dominant modes. We identify the fast Fourier transform (FFT) as an effective data-independent, low-cost preconditioner for approximately stationary processes, where spectral structure induces concentration of the cross-covariance singular value spectrum. We introduce training-free metrics based on spectral entropy and cumulative dependence energy to quantify basis suitability and predict downstream inference gains prior to network training. Experiments across eight multivariate datasets demonstrate that FFT preconditioning is particularly useful in resource-constrained regimes, achieving up to 50% normalized mean squared error (NMSE) reduction, while the proposed metrics correlate with observed performance gains and correctly identify cases where spectral preconditioning is detrimental.
Aligning large language models with diverse and heterogeneous human values requires multi-objective alignment methods to effectively trade off conflicting preference dimensions. Current methods achieve this trade-off by training policies conditioned on preference vectors and leveraging online direct preference optimization. However, exploration uncertainty can cause the reward distributions of responses generated under different preference vectors to overlap, and the generated responses may fail to effectively align with the corresponding preference vectors. In this paper, we propose Multi-Objective Exploration and Preference Optimization via Mutual Information (MI-EPO), an information-theoretic framework. It unifies multi-objective exploration and alignment by maximizing the joint conditional mutual information among generated responses, preference feedback, and preference vectors. By incorporating a probabilistic routing mechanism, MI-EPO naturally decomposes objective alignment and preference-aware exploration, encouraging the model to generate responses that are distinguishable and aligned with different preference conditions. Experiments on safe alignment and helpful assistant tasks show that MI-EPO significantly improves the alignment between generated responses and preference vectors, makes the outputs more controllable, and achieves stable trade-offs across multiple objectives.
VLA models have emerged as a powerful paradigm for transferring semantic knowledge from web-scale data to physical robotic control. However, current single-frame architectures suffer from intrinsic limitations: temporal myopia that discards historical dynamics, reasoning gaps between high-level instructions and low-level motor commands, and inference inefficiency due to autoregressive scalar decoding. In this work, we propose MIRTH, a unified framework designed to address these challenges. MIRTH augments a pretrained VLA backbone with three key innovations: (1) dual-scale temporal memory hubs that compress long-term scene evolution and short-term motion trends into compact embeddings; (2) latent reasoning tokens optimized via a mutual-information objective carving out a semantic plan space to align multimodal context with action trajectories; and (3) a parallel action decoding scheme that replaces autoregressive generation with vector-wise prediction to maximize control throughput. Extensive evaluations on the LIBERO simulation benchmark and a real-world LeRobot platform demonstrate that MIRTH achieves state-of-the-art performance and exhibiting emergent error recovery capabilities. The codes and collected datasets are released at http://github.com/kiva12138/mirth.
Linara Adilova, Henning Petzka, Asja Fischer +1cs.LG cs.IT
Deep neural networks transform input data into latent representations that support a wide range of downstream tasks. These representations can be characterized along information-theoretic and geometric dimensions, but their relationship remains poorly understood. A central open question is whether low mutual information (MI) between inputs and representations necessarily implies geometrically compressed latent spaces and vice versa. We investigate this question using class-wise clustering as a measure of geometric compression and theoretically sound MI estimation in conditional entropy bottleneck (CEB) networks and continuous dropout networks. We evaluate the interplay between MI, geometric compression, and generalization on classification tasks under controlled noise injection schemes. Our findings show that low MI does not reliably correspond to geometric compression, and that the connection between the two is more nuanced than often assumed. Indeed, our experiments reveal a negative and nonlinear relationship that can reverse when varying training setup. Our results put forward a hypothesis that generalization acts as a potential confounder in this connection rather than being their direct consequence.
Xinghao Chen, Chak Tou Leong, Wenjin Guo +3cs.LG cs.CL
Latent Chain-of-Thought (CoT) internalizes reasoning within continuous hidden states, offering a promising alternative to verbose discrete reasoning traces. However, robust latent reasoning remains difficult because outcome supervision provides weak learning signals and leaves latent trajectories prone to semantic drift. In this work, we analyze Latent CoT from an information-theoretic perspective and identify this failure as a dual collapse: gradient attenuation along the optimization path and representational drift in the latent space. We further decompose process supervision into two complementary dimensions: Trajectory Supervision, which injects dense stepwise reasoning signals, and Space Supervision, which preserves the semantic structure of the latent manifold. Our analysis shows that rigid geometric compression can collapse the reasoning space, whereas generative reconstruction provides a more flexible semantic anchor that better preserves information capacity. To measure these effects, we introduce the Unified Latent Probe (ULP), which quantifies the mutual information between latent trajectories and explicit reasoning steps. Experiments reveal a clear Information-Performance Binding: reasoning accuracy depends on the information fidelity preserved in the latent chain. These findings provide a principled framework for latent reasoning supervision and suggest shifting from geometric imitation toward mutual information maximization. Our code is available at \href{https://github.com/EIT-NLP/Supervision-in-Latent-CoT}{this repository}.
The standard taxonomy of predictive uncertainty defines epistemic uncertainty as the part removable by collecting more data, while the standard measure identifies it with a mutual-information term. We prove the definition and the measure are extensionally inconsistent. On an explicit construction, the measure assigns all uncertainty to the epistemic class, yet no quantity of training data reduces it. Reducibility is instead a property of the pair (uncertainty, acquisition class), and the dichotomy resolves into three parts: aleatoric, sample-reducible epistemic, and mechanism-reducible epistemic uncertainty. An exact identity for the value of an observation shows that in-distribution data never reduces mechanism-irreducible uncertainty and generically increases it. Ensemble disagreement, the deployed epistemic estimate, tracks the training procedure rather than the epistemic term. It collapses to zero beneath a positive truth under consistent training, and equals hyperparameter-scaled initialization noise under interpolation. A finite-sample falsification test and seed-swept experiments confirm the theory.
Speech-based mental health screening offers scalable depression detection, yet clinical deployment faces a significant barrier: users' privacy concerns about demographic information exposure. Current techniques struggle to resolve this conflict. Adversarial training often fails against unseen threats, whereas Differential Privacy tends to compromise diagnostic performance by injecting noise across all features. This paper presents InfoShield, which minimizes mutual information between speech representations and sensitive attributes while preserving depression classification accuracy. We identify that standard MINE estimators struggle with sequential speech due to temporal-static misalignment, and introduce TimeAwareMINE with cross-modal attention to align acoustic frames with attribute embeddings. Experiments on the Androids Corpus show InfoShield reduces gender inference from 92.6\% to 55.5\% and age inference from 55.7\% to 30.3\% with limited utility loss (6\% F1 reduction), achieving F1=0.784 compared to prior SOTA's 0.723.
Incomplete propagation data significantly hinders robust fake news detection. Recent approaches leverage large language models to simulate missing user interactions via role-playing, thereby enriching propagation with synthetic signals. However, such propagation data is intrinsically unreliable, and directly fusing it can lead to biased representations, leading to limited detection performance. In this paper, we alleviate the unreliability of synthetic propagation from the mutual information perspective and propose a novel information-theoretic propagation denoising and fusion (InfoPDF) framework to learn effective representations from both real and synthetic propagation. Specifically, we first generate attribute-specific synthetic propagation using large language models. Then we model each synthetic propagation graph as a probabilistic latent distribution to guide reliability-aware adaptive fusion with real propagation. During training, we design a mutual information-based objective to learn compressed and task-sufficient propagation representations. It jointly suppresses noisy signals across attribute-specific synthetic propagation, maintains consistency between real and synthetic propagation representations, and ensures task sufficiency for fake news detection and attribute prediction. Experiments on three real-world datasets show that InfoPDF consistently achieves superior performance across various fake news detection tasks. Further analysis demonstrates that InfoPDF can estimate attribute-level reliabilities and learn more discriminative propagation representations.
Evaluating large language models across many benchmarks is expensive, yet many benchmarks are highly correlated. We formalize the selection of a small, informative subset as submodular maximization under a multivariate Gaussian model. Entropy (log-determinant covariance) and mutual information between selected and remaining benchmarks arise as natural objectives. Both are submodular; entropy selection coincides with pivoted Cholesky and has spectral residual bounds, while mutual information is non-monotone in general but empirically monotone for small subsets, so we optimize it greedily. Experiments on three matrices from ten public leaderboards show that mutual information selection outperforms entropy for imputation at small subsets.
Jeanne Monnier, Thomas George, Frédéric Guyard +2cs.LG cs.AI cs.CY cs.IT
Fairness in machine learning remains challenging due to its ethical complexity, the absence of a universal definition, and the need for context-specific bias metrics. Existing methods still struggle with intersectionality, multiclass settings, and limited flexibility and generality. To address these gaps, we introduce MIFair, a unified framework for bias assessment and mitigation based on mutual information. MIFair provides a flexible metric template and an in-processing mitigation method inspired by the Prejudice Remover, defining group fairness as statistical independence between prediction-derived variables and sensitive attributes. We further strengthen its information-theoretic foundation by establishing equivalences with widely used fairness notions such as independence and separation. MIFair naturally supports intersectionality, complex subgroup structures, and multiclass classification and employs regularization-based training to reduce bias according to the selected metric. Its key advantage is its versatility: it consolidates diverse fairness requirements into a single coherent framework, enabling consistent benchmarking and simplifying practical use. Experiments on real-world tabular and image datasets show that MIFair effectively reduces bias, including previously unaddressed multi-attribute scenarios, while maintaining strong predictive performance across the evaluated settings.
Carlos Flores-Garrigós, Anton Simen, Qi Zhang +6quant-ph cs.LG
We present a quantum feature-selection framework based on a higher-order unconstrained binary optimization (HUBO) formulation that explicitly incorporates multivariate dependencies beyond standard quadratic encodings. In contrast to QUBO-based approaches, the proposed model includes one-, two-, and three-body interaction terms derived from mutual-information measures, enabling the objective function to capture feature relevance, pairwise redundancy, and higher-order statistical structure within a unified energy model. To suppress trivial all-selected solutions, we further include structured linear penalties that promote sparsity while preserving informative variables. The resulting HUBO instances are optimized with digitized counterdiabatic quantum optimization on IonQ Forte and compared against noiseless quantum simulation as well as two classical dimensionality-reduction baselines: SelectKBest based on mutual information and principal component analysis (PCA). We evaluate the proposed workflow on two benchmark classification datasets, namely the Gallstone dataset and the Spambase dataset, and analyze both predictive performance and selected-subset structure. The results show good qualitative agreement between hardware executions and noiseless simulations, supporting the feasibility of implementing higher-order feature-selection Hamiltonians on current trapped-ion processors. In addition, the quantum approach yields competitive classification performance while producing compact and informative feature subsets, highlighting the potential of higher-order quantum optimization for machine-learning preprocessing tasks.
Esteban Rodríguez-Betancourt, Edgar Casasola-Murillocs.CV
Modern self-supervised representation learning methods often relies on empirical heuristics that are not theoretically grounded. In this study we propose HyDeS, a theoretically grounded method based on multi-view mutual information maximization within an hyperspherical space using Shannon differential entropy with a non-parametric von Mises-Fisher density estimator. We show that HyDeS bias the trained model towards focusing on foreground features of the images and perform well on segmentation tasks such as VOC PASCAL, while it lags in fine-grained classification. We provide a detailed analysis of the induced latent space geometry and learning dynamics, that can be used for designing other theoretically grounded self-supervised learning methods.