Approximation of Analytic Functions by ReLU Neural Networks with Adjustable Depth and Width

In contrast to most studies on neural network approximation theory that characterize results through a single parameter, such as the total number of network parameters, \cite{shen2020deep} pioneered the characterization of approximation rates as a joint function of the width parameter $N$ and the depth parameter $L$, thereby granting greater architectural flexibility. Existing works using the $(N,L)$-characterization focus on function classes with finite smoothness $s$, establishing a typical approximation rate of $\mathcal{O}\left(N^{-2s/d}L^{-2s/d}\right)$ with $d$ denoting the input dimension, which indicates that network depth and width play symmetric roles for these classes. In contrast, this paper establishes upper bounds for the approximation of analytic functions, which possess infinite smoothness, via ReLU networks under the $(N,L)$-characterization. Specifically, we derive approximation rates of $\mathcal{O}\left(N^{-C L^τ}\right)$, where $C>0$ is some constant and $τ>0$ is a parameter influenced by the relation between $L$ and $N$. In particular, $τ=1$ if $N$ scales roughly as $L^d$. Our findings reveal that depth plays a more critical role than width in the context of analytic function approximation. The main technical difficulty of obtaining such upper bounds lies in the trade-off between the smoothness parameters and the approximation accuracy. To overcome this difficulty, we employ refined constructions of several ReLU networks to approximate power functions, multivariate multiplication, and polynomials, which may be of independent interest.

Minimum Block Width for Universal Approximation by Residual Neural Networks with Inner Width One

In this paper, we study the universal approximation property of residual neural networks, and obtain some new results. For input and output dimensions $d_x$ and $d_y$, and LeakyReLU, ReLU, ReLU-like activation functions, the upper and lower bounds of the block width are established. To achieve $L^p$ approximation $(1\leq p <+\infty)$ on any compact domain, we show that the exact minimum block width is $\max\{d_x,d_y\}$ when the inner width is 1. Furthermore, we show that residual neural networks with block width $\min\{d_x+d_y, \max\{2d_x+1,d_y\}\}$ can achieve uniform approximation on any compact domain under the constraint that each residual branch has inner width 1. Besides, for any activation function family, we prove that residual neural networks with block width less than $\max\{d_x, d_y\}$ cannot approximate all target functions, both in the $L^p$ sense and the uniform sense, regardless of inner width.