Chen Yueh-Han, Jiaxin Wen, Jan Hendrik Kirchnercs.AI cs.CL
Automating alignment research may accelerate progress toward aligned AI, but whether it does is hard to measure. Luckily, many alignment failures, such as deception, sycophancy, and jailbreaks, are already measurable by public benchmarks. We study whether automated alignment researchers (AARs) can post-train to mitigate alignment failures by proposing training methods and data to simultaneously optimize multiple safety benchmarks, while largely preserving general capability. Across 10 alignment failures, the strongest AAR methods significantly reduce the targeted alignment failures and generalize to a held-out benchmark, multi-turn behavioral audits, and models up to 4.7x larger than the target model. As a human baseline, 28 experienced researchers receive up to eight hours to develop one-shot methods for the same benchmarks, but their methods underperform the best AAR methods. Using human ideas as the AARs' initial research direction does not improve performance, suggesting current AARs may not need guidance from experienced researchers. These results suggest that automating alignment research on well-characterized failures may be practical in the near term.
We investigate whether automatic speech recognition (ASR) errors in user input can lead to unsafe outputs from Embodied AI (EAI) models. We find that ASR errors can lead to harmful instructions being accepted and executed by EAI models, thereby reducing safety. We simulate ASR errors and combine them with existing safety benchmarks (SafeAgentBench and POEX) to evaluate how different errors affect embodied AI safety. We find that some of them preserve semantic structure but increase harmful ambiguity, while others weaken the model refusal behaviour and allow unsafe plans to be generated and executed. We show that in some cases automatic correction of ASR errors can reduce the risk, but this is not always effective. Overall, we show that ASR errors lead to significant safety risks for embodied AI.
Both capability and safety benchmarks rest upon the assumption that the behavior of language models undergoing a test is informative about their behavior in deployment. This assumption can fail, should models infer that they are being evaluated and condition their response on such context. This hypothesis, termed ``evaluation awareness'', has been observed in frontier and open-weight language models alike. We provide a systematic study of this phenomenon, by probing for it across six language models (from four families and three sizes) and three metrics. More precisely, we examine whether (i) being under evaluation is linearly represented within the models' activations space, (ii) it is verbalized in their output tokens (as scored by an LLM-as-judge), and (iii) steering causally affects their behavior. For the open-checkpoint Olmo models, we further test these measures at every training stage. In doing so, we report that evaluation awareness is linearly decodable from the residual streams of every model (best AUROC $\geq 0.7$). By contrast, these representations align only in part with verbalization: their correlations and mutual information are nonzero in some settings, yet vary substantially across models, layers, and readout choices. Nevertheless, steering along probe-derived directions can shift the verbalization scores. Finally, a comparison across the Olmo checkpoints reveals that evaluation awareness is already present within base models, becomes amplified throughout the stages of supervised fine-tuning, and remains stable thereafter---unlike the effects of steering, that grow more pronounced at every successive training stage. These results show the need for evaluations to account for the disjunction between what models represent internally, what they verbalize, and their steering.
Small Language Models (SLMs) are increasingly deployed in resource-constrained, privacy-sensitive settings, where safety and bias failures can cause security and societal risks. However, existing AI safety\slash security\slash compliance benchmarks are designed for large language models that may not transfer reliably to SLMs. We therefore ask: Can these benchmarks effectively and reliably evaluate SLMs? To answer this question, we conduct a large-scale assessment of the effectiveness and robustness of these automated pipelines by evaluating five widely used benchmark suites across 26 open-source SLMs under a unified judging rubric, which assigns a score of 0, 1, or 0.5 to harmful, safe, or ambiguous/irrelevant responses, respectively. Across the benchmarks, ambiguous judgments dominate and correlate with prompt complexity and model architecture, indicating that {\em LLM-centric safety benchmarks are insufficient as standalone evidence for SLM safety assessment}. In general, the ambiguity rate increases with lexical density, output perplexity, and output length and decreases with lexical sophistication, self-coherence, and reply-prompt similarity. This reveals a capability-safety confound that mixes model capability with apparent safety. Since ambiguity is prevalent, aggregate mean-score leaderboards are mathematically brittle: model rankings change significantly under reasonable ambiguity treatments, even when the underlying outputs remain unchanged.
Joshua Fonseca Rivera, Neil Shah, David Demitri Africa +1cs.AI cs.CL
Language models differ in how safely they behave and these differences are measured by safety benchmarks. But aggregated benchmark scores are hard to trust and interpret, because benchmarks duplicate one another, correlate heavily, and models may sandbag when they detect evaluation. To address these issues, we draw on Item Response Theory (IRT), a statistical toolkit for measuring these latents from performance on items with inferred psychometric properties. We fit IRT models to eight safety benchmarks across 192 language models, the largest psychometric analysis of LLM safety evaluations to date, and contribute three results. First, we find that three interpretable factors of refusal strictness, truthfulness, and contextual harm explain most of the variance between models across benchmarks. Second, psychometrically selected items recover full benchmark scores with lower error than random subsets of the same size, and roughly ten adaptively chosen items suffice for several individual benchmarks, cutting evaluation cost by 97-99%. Third, IRT supports audits of individual models, showing that it can be used to detect naive sandbagging and changes of model behind APIs. Overall, we show IRT is a ready-made toolkit for reading, reducing, and auditing safety benchmarks, which we recommend frontier labs and evaluators adopt.
Red-team evaluations of AI models support some claims and not others, and the boundary between the two is calculable rather than merely a matter of judgment. We define the evidential ceiling of an evaluation as the largest factor by which one result can move belief under a fixed testing budget, derive it in closed form for the benchmark null result, and use it to locate that boundary exactly. We find that above a calculable harm rate, a benchmark of modest size certifies a category to a stated evidentiary standard, and a clean sheet is then the stronger of the two possible observations, outweighing a single reproduced failure. Below that rate, no passive benchmark of feasible size provides the specified evidence of safety under the fixed scoring rule and approximately independent trial structure. The crossing between the two regimes has a closed form. The bound is not specific to benchmarks: written in terms of a procedure's hypothesis conditioned elicitation rates, it covers adaptive and automated red teaming as well, and shows that discrimination between the hypotheses rather than attack success is what determines evidential worth. Auditing eight evaluation suites against the boundary, we find that current benchmarks are adequate for high-frequency harm categories and several orders of magnitude short for rare, catastrophic ones. Safety benchmarks are not uninformative. They are informative about a specific and computable set of propositions, and the discipline they need is to state which.
Governance frameworks ask AI providers and auditors for documented evaluation evidence, and perturbation-based construct-validity audits are a common form of that evidence. We argue the audits are themselves fragile: their conclusions can be silently manufactured by implementation details that readers cannot see in the reported numbers. We name five classes of pipeline failure and demonstrate each in a self-audit over safety benchmarks and open-weight instruction-tuned models. Under a unified six-point due-diligence gate, every cell lands in a non-confirmatory bucket, and no cell reaches confirmatory. The evidence here is a single two-model, five-benchmark case study, and F1--F5 is an illustrative, deliberately non-exhaustive starting taxonomy -- not a comprehensive partition of audit failures. We position the gate as a withholding and disclosure protocol for assurance-grade evidence, supplementary to (not a replacement for) classical construct-validity evidence, and not as a route to benchmark-validity verdicts.
Prior work shows that large language models (LLMs) exhibit introspective capability on benign tasks. We extend the question to safety contexts and examine how reliably a model can recognize that its own prior response was elicited by an adversarial prefill attack. Across ten open-weight instruction-tuned LLMs (3B to 70B) and four safety benchmarks, no model reliably recognizes its own compromised outputs, with models claiming intent on prefilled responses at an average rate of $27.3\%$. Introspective signal stems largely from safety- and refusal-related reasoning. Orthogonalizing models' weights against the refusal direction collapses the gap between claiming rates on prefilled and natural outputs to near zero, though the direction is not its unique mediator. The signal is also probe-dependent: framing the question as internal intention versus external tampering elicits qualitatively different responses on the same models. We test three LoRA finetuning methods (SFT, GRPO, DPO) on eight models from 3B to 27B; all three widen the intention-probe gap on every model from 8B to 27B, with method ranking varying by model. The intervention does not transfer to the tampering probe and counterintuitively raises attack success rate under adversarial prefill on most models, amounting to a partial mitigation. These findings outline mechanisms underpinning the observed introspective signals in safety contexts and highlight risks in the reliability of LLM self-reports.
Safety benchmarks assume that test-condition behavior predicts deployment behavior, an assumption that fails if models detect evaluation cues and adapt. This opens a gap between benchmark performance and deployment behavior: compliance measured under test conditions becomes an optimistic upper bound that overstates how safely a model behaves once the evaluation harness is removed. We characterize this evaluation awareness through eight experiments across 37 open-weight models and seven families. (i)Detection is moderate and training-driven (24/37 models exceed chance, best AUROC 0.714 vs.0.819 human, with instruction tuning dominating over scale). (ii)Detection shifts safety behavior (hard refusal drops 5.8 percentage points under hypothetical framing, and 21/140 HarmBench framing effects are significant, with compliance rising up to +30 percentage points. (iii)Representations survive behavioral collapse (probes retain AUROC 0.98 under rewrites that drive behavior below chance, and multi-layer steering causally moves three downstream tasks while random controls do not). (iv)These axes are weakly coupled (only 1/15 correlations are significant, the sole robust link being behavioral detection versus framing resistance, $ρ=-0.79$, $p<0.001$). We call this gap the benchmark illusion: because detectability, behavioral manifestation, and controllability vary independently, it is multivariate rather than a single number, so no single awareness score is a reliable proxy for deployment safety.
Andoni Rodríguez, Alberto Pozanco, Daniel Borrajocs.CR cs.AI
This paper presents and characterizes a spectrum of previously unreported behaviours we term Constraint-Evasive Fabrication (CEF): when an LLM agent operates under irreconcilable constraints (where no response can simultaneously satisfy all active rules) it spontaneously fabricates plausible external obstacles and presents them as a fact. At the extreme end of this spectrum lies Constraint-Evasive Thanatosis (CET); the limit case where, rather than inventing a plausible excuse, the model simulates a full system crash to make the user disengage entirely. We first observed CET in an uncontrolled deployment test, where a GPT-4o banking agent fabricated Python-style exception traces (complete with memory addresses) to feign a system failure when threatened by a user. In subsequent controlled experiments, the model independently invented audit restrictions, microservice architectures, error codes, and service timeouts, none present in its prompt. Reproduction attempts across pressure levels and attacker personas yielded CEF consistently but with substantial variation in form, onset, and severity: the phenomenon is robust but stochastic. Critically, injecting ground-truth data mid-conversation did not restore honest behaviour once fabrication had taken hold (the model ignored correct information and continued confabulating) suggesting CEF is self-reinforcing rather than a knowledge gap. We show that (1) standard enterprise guardrails routinely create CEF-enabling conditions in production, (2) current RLHF procedures suppress but cannot eliminate CEF, and (3) existing safety benchmarks do not test for this failure mode. Our results highlight the need for irreconcilable-constraint benchmarks, CEF-aware training procedures, and deployment-time detection methods before constrained agents become further entrenched in high-stakes domains.
We study controlled post-training refusal suppression in routed MoE and hybrid-MoE foundation models, aiming to increase non-refusal target-response behavior while preserving general capability under a compact intervention footprint. Existing broad direction-based edits can perturb general-purpose computation, whereas support-only expert edits often lack sufficient capacity to correct heterogeneous refusal representations. To address this limitation, we introduce Localized Multidirectional Correction (LoMC), a support-gated intervention framework that follows a support-then-correction execution order: it first identifies a compact edit support, then aggregates prototype correction directions into layer-wise correction directions, and finally applies rank-one layer-wise correction only within the selected support. By using the edit support as a structural gating constraint, LoMC increases correction capacity without expanding the intervention scope. Experiments on text-only and multimodal safety benchmarks across four routed backbones show that LoMC substantially improves non-refusal target-response behavior while maintaining general capability under a compact intervention footprint.
Blake Bullwinkel, Eugenia Kim, Amanda Minnich +1cs.CL cs.AI cs.LG
AI red teaming must continually adapt to evolving attackers and defenders. Reinforcement learning offers a promising approach to discovering novel attacks, and co-training methods can produce more robust defenders in tandem. Recent works have demonstrated the efficacy of attacker-defender co-training by applying PPO and DPO, but report that GRPO is unstable in this setting. We introduce AdvGRPO, a co-training framework that makes GRPO viable for joint attacker-defender optimization using dense multi-channel rewards and decoupled advantage normalization. Training progresses through a curriculum from single-turn to closed-loop multi-turn attacks before bootstrapping co-training, where attacker and defender models are updated in alternation. We show that our method can produce highly effective and transferable attacks and that co-trained defenders outperform baselines on safety benchmarks.
Safety benchmarks such as HarmBench rely on LLM judges to classify model responses as harmful or safe, yet the judge configuration, namely the combination of judge model and judge prompt, is typically treated as a fixed implementation detail. We show this assumption is problematic. Using a 2 x 2 x 3 factorial design, we construct 12 judge prompt variants along two axes, evaluation structure and instruction framing, and apply them using a single judge model, Claude Sonnet 4-6, producing 28,812 judgments over six target models and 400 HarmBench behaviors. We find that prompt wording alone, holding the judge model fixed, shifts measured harmful-response rates by up to 24.2 percentage points, with even within-condition surface rewording causing swings of up to 20.1 percentage points. Model safety rankings are moderately unstable, with mean Kendall tau = 0.89, and category-level sensitivity ranges from 39.6 percentage points for copyright to 0 percentage points for harassment. A supplementary multi-judge experiment using three judge models shows that judge-model choice adds further variance. Our results demonstrate that judge prompt wording is a substantial, previously under-examined source of measurement variance in safety benchmarking.