Chenyu Zhou, Qiliang Jiang, Shuning Wu +1cs.CR cs.LG
Hard-constrained sequential decision systems have no certified way to spend the test-time compute of modern AI: executing the multi-step drafts of a learned policy or a frozen LLM forfeits the feasibility guarantee a trusted solver provides, while invoking the solver at every step forfeits the speed the AI offers. Certificate-Gated Prefix Acceptance (CGPA) closes this gap with a certified speculative-execution contract for untrusted AI agents: a trusted verifier rejects constraint-violating transitions exactly, a conformally calibrated value boundary gates the longest low-cost prefix within a per-segment regret budget, and the rest defers to the solver, so safety, regret, and speed decouple by construction. The contract drives every untrusted proposal source - adversarial drafters and six heterogeneous frozen LLMs (including a 12B model that violates constraints in 98% of direct rollouts) - to zero applied violations; a certificate-aware learned boundary, conformally calibrated, drives mean regret three orders of magnitude below unguarded acceptance, to within sampling noise of the stepwise oracle (95% CI spanning zero), and under calendar shift a learned proposal source overtakes it on 15 of 18 held-out days. On a deployment-scale unit-commitment instance it turns a frozen 8B LLM into a 2.96x per-episode wall-clock speedup at 2.1% regret, outpacing the domain heuristic (1.79x) and a safe receding-horizon baseline (1.07x): the more capable the untrusted source, the faster the certified system, at guarantees that never change.
Pierre Dantas, Lucas Cordeiro, Ehsan Nowroozi +1cs.AI
LLM agents increasingly perform irreversible real-world actions, including database updates, API calls, file operations, and autonomous use of tools. However, no existing system provides formally grounded, task-level safety guarantees for the plans these agents generate. Research remains fragmented across specification, verification, and enforcement, limiting understanding of the strengths and limitations of existing approaches. To address this gap, we conducted a PRISMA 2020 systematic review of 38 studies published between 2022 and 2026 and retrieved from six academic databases. Our analysis reveals four key findings. First, the specification bottleneck remains the primary challenge: natural-language-to-formal translation achieves only 24% to 35% semantic correctness, undermining downstream verification. Second, runtime monitoring is the most mature enforcement strategy, reducing unsafe actions by 40% to 65% in controlled settings, but it does not provide complete safety guarantees. Third, the verifier tax shows that blocking 94% of unsafe actions can still result in less than 5% safe task completion because agents exploit alternative unsafe paths. Finally, no existing approach simultaneously achieves soundness, scalability, semantic correctness, and task-level safety preservation. We contribute a three-level taxonomy, a comparative analysis of existing techniques, a synthesis of evidence on the verifier tax, and a ten-problem research agenda for trustworthy agentic AI.
Suhana Bedi, Bridget Lin, Anson Y. Zhou +5cs.CL cs.AI
Large language models (LLMs) are increasingly used for medical summarization, but their outputs can omit medically important information and introduce unsupported claims. Existing error-detection methods produce heuristic or uncalibrated scores, providing no formal control over missed errors and no principled way to trade off safety against clinician review burden. We introduce Conformal Assessment for Risk Evaluation (CARE), a post-hoc, model-agnostic safety layer that uses conformal risk control to overlay calibrated omission and hallucination flags onto summaries from any LLM without retraining. CARE provides finite-sample, distribution-free guarantees through two controllers: a hallucination controller that bounds the probability of a document containing any unflagged hallucinated sentence, and an omission controller that bounds the expected fraction of important omissions not surfaced for review. Unlike hallucination detection, omissions depend jointly on whether a source sentence is important and whether it is covered by the summary. We show that calibrating only one dimension can violate the target risk bound, while marginal decompositions remain valid but overly conservative. By jointly calibrating over the full $(τ,γ)$ threshold space, CARE preserves formal guarantees while surfacing up to 5$\times$ fewer sentences than alternative calibrated baselines. Across five medical summarization tasks, CARE satisfies the target risk bound at $α= 0.15$ with 95% confidence across 100 calibration/test resplits, using only ~100 labeled documents per domain. In a preliminary clinician study (75 document reviews), calibrated flags improved omission detection by 28.6 percentage points on average. These results show that sentence-level safety guarantees are feasible for LLM-assisted medical summarization and offer a tunable mechanism for balancing residual risk and review effort.
Guaranteeing safety is critical to the deployment of reinforcement learning (RL) agents in the real-world, especially as policies learned using deep RL may demonstrate susceptibility to transition perturbations that result in unknown or unsafe behaviour. A method of policy verification is to construct probabilistic barrier-certificates by sampling policy trajectories with respect to safety constraints, thereby demarcating known safe behaviour from unknown behaviour. Obtaining tight upper and lower bounds on the probability of violation of these constraints may be difficult if the policy is susceptible to transition uncertainty or perturbation that places the agent in insufficiently explored states. To address this, we approximate the distribution of the encountered state-space using a variational autoencoder (VAE) and construct upper and lower-bound barrier-certificates using latent characteristics of states to optimize for regions of known, safe behaviour with high confidence. We frame this in our work as a dual optimization problem where the lower-bound barrier-certificate presents a more conservative estimate of the safe region than the upper-bound barrier-certificate. Sampling states that lie within the set difference of the two during training, i.e. the non-robust region, allows us to tighten the upper and lower bounds to provide sharper probabilistic guarantees on safety. Within our study, we describe the guarantees placed and demonstrate the tightness of our bounds experimentally.