The alignment of Small Language Models (SLMs) in the 70--500M parameter range using reinforcement learning is often considered unstable, though the underlying failure mechanisms have not been systematically investigated. In the State-of-the-Art (SOTA) research, fifteen (model, corpus) configurations were trained using Proximal Policy Optimization (PPO). The experiments included Pythia-70M, 160M, 410M and SmolLM2-135M, 360M on the TinyStories, CNN/DailyMail, and Wikitext-103 corpora. Three reproducible failure modes were identified in small-scale language models: silent LoRA parameter freezing in standard PEFT/TRL pipelines, numerical overflow in importance ratios when using bfloat16, and catastrophic policy collapse due to reward-model error. These issues were addressed using a merge-and-reinitialize adapter technique, float32 precision during PPO updates, and a three-layer safety mechanism comprising reward whitening, importance-ratio guarding, and weight rollback. In this paper, a capacity-headroom hypothesis is proposed, which states that PPO performance at the SLM scale depends on both a fluent supervised model ($\text{PPL}<20$) and a discriminative reward signal, rather than on the number of model parameters. The proposed system converged stably in all experiments and improved preference win rate over the SFT baseline in configurations with a fluent prior and an informative reward signal. Furthermore, it outperformed instruction-tuned baselines while requiring significantly less training data. All checkpoints, preference datasets, and training scripts are publicly released$^§$.
High-throughput RLHF systems often decouple rollout generation from policy optimization, leading to the use of stale rollouts during learner updates. In this work, we study the effect of such staleness in asynchronous GRPO. We make the behavior policy explicit in the GRPO surrogate objective and distinguish between the surrogate-gradient mapping used by the learner and the true total derivative of a distribution-dependent population objective. Under assumptions of local boundedness, distributional smoothness, and behavior-policy smoothness, we show that stale rollouts introduce a per-step surrogate-gradient bias of order O(S * eta), where S denotes the maximum rollout lag and eta denotes the learning rate. We further derive a conditional collapse-time scaling law: when within-cycle drift remains below a batch-level clipping radius, collapse is governed primarily by cumulative learner drift T * eta; when the stale-rollout constraint is active, stability instead depends explicitly on S * eta. This yields a two-constraint stability condition eta << min{R_batch / (S * G_upd), R_crit / (T * G_upd)}, explaining why the maximum stable learning rate may appear weakly dependent on staleness in the horizon-limited regime.
Periodic hard target updates are among the most common stabilization devices in modern deep Q-learning. Recent studies suggest that target updates can improve stability in Q-learning with function approximation, including linear function approximation. We introduce and analyze the so-called $λ$-target update, obtained by averaging the $m$-periodic target update maps with $λ$-geometric weights $(1-λ)λ^{m-1}$, $λ\in [0,1]$. The endpoint $λ=0$ recovers the one-period target update, while the continuous endpoint $λ\uparrow1$ recovers projected Q-value iteration. We study this mechanism for Q-learning with linear function approximation, namely linear Q-learning, using a switching-system model and related tools. For clarity, the paper treats a deterministic version; the formulation extends to stochastic reinforcement-learning settings.
Mohammad Mahdi Salmani-Zarchi, Zahra Rahimi, Heshaam Faili +1cs.LG cs.AI cs.CL
Reinforcement learning with verifiable rewards is ideal for multi-constraint instruction following, yet standard group-relative policy optimization (GRPO) becomes unstable under discrete, low-dispersion rewards, where within-group reward distributions are frequently homogeneous. We identify and formalize three pathologies of z-score group normalization in this regime: low-variance amplification, mean-centering blindness, and zero-variance collapse. To address them, we propose MDP-GRPO, which stabilizes learning through (1) multi-temperature sampling to increase reward dispersion, (2) dual-anchor advantages to restore gradients in homogeneous groups and stop mean-centering blindness, (3) prospect-theoretic shaping to bound updates and penalize violations based on Kahneman and Tversky's theory, and (4) asymmetric KL regularization. Evaluated on FollowBench, IFEval, and a curated multi-constraint dataset, MDP-GRPO outperforms standard GRPO, improving strict constraint satisfaction by up to 5.0% on Llama-3.2-3B. Our method also enables stable convergence with small group sizes while preserving general capabilities on MMLU and ARC.
Sophia Xiao Pu, Zhaotian Weng, Chengzhi Liu +4cs.LG cs.CL
Self-play reinforcement learning trains language models on their own generated tasks, co-evolving a proposer and solver without human labels. Recent systems report strong reasoning gains, but collapse and instability are widely observed and poorly understood. The dominant response treats this as a reward-design problem. We argue instead that self-play stability is governed by two distinct levers: a data-level gate that decides which proposer-generated tasks enter the training pool, and the reward signal that updates the policy on tasks already admitted. Through controlled experiments on a Python output-prediction task and a deterministic-DSL twin task that strips pretraining priors, output ambiguity, and executor noise, we find the two levers are asymmetric. A strict gate is sufficient for stability under every reward variant we test, including a self-consistency reward with no access to ground truth; while no reward variant is sufficient once the gate is removed. This asymmetry exposes a counter-intuitive coupling we call the Grounded Proposer Paradox: a proposer with ground-truth access accelerates collapse faster than an ungrounded one when paired with a self-consistency solver, by concentrating training on clean tasks that form the fastest path to a spurious self-consistent attractor. Replacing the binary gate with a continuous strictness parameter $\varepsilon$ further reveals a two-stage phase transition: training-side metrics decouple at low $\varepsilon$, while validation accuracy holds until $\varepsilon$ is much higher. Data-level gating, not reward calibration, is the binding constraint on self-play stability.