Matthias C. Caro, Natalie McHugh, Sergii Strelchukquant-ph cs.DS cs.LG
Parameterised graph theory studies how the complexity of graph-theoretic problems depends on structural parameters of the input graph. This perspective has proved useful in analysing tensor-network simulation (Markov and Shi, 2008). Its implications for tensor-network representations and tomography are less well understood. In particular, which graph parameters determine whether a tensor-network state (TNS) admits a tractable matrix product state (MPS) or tree tensor network (TTN) representation, and which control the complexity of learning the state? We address these questions using parameterised graph theory. First, we show that cutwidth and tree-cutwidth bound the bond dimension overhead required to represent a TNS as an MPS or TTN. In the TTN case, tree-cutwidth also bounds the local dimension of the grouped subsystems. The proofs are based on entanglement rerouting, a tensor-network analogue of rerouting information in a classical network. Second, we derive graph-dependent upper bounds on the sample and computational complexity of realisable TNS tomography, with exponents that depend on cutwidth, tree-cutwidth, and a new graph parameter, learning complexity, which we bound in terms of degree and treewidth. We obtain these results by extending the disentangling MPS learner of (Cramer et al., 2010), as analysed further in (Bakshi et al., 2025; Lin et al., 2025), to TTNs and to tensor networks on arbitrary known graphs. Finally, we extend the framework beyond the realisable setting. For an arbitrary input state, our agnostic learner outputs a pure state whose fidelity is within additive error $ε$ of the optimum over tensor-network states on the given graph with a given bond dimension, with explicit graph-dependent bounds on sample and computational complexity.
Omar Abbadi, Rida Laraki, Panayotis Mertikopouloscs.LG cs.GT
We introduce an uncoupled learning algorithm which, when employed by all players of an arbitrary $N$-player normal form game with up to $K$ actions per player, guarantees $O(N^3\log^2 K)$ individual regret, uniformly over the horizon of play. The proposed algorithm - which we call higher-order optimism with discounting (HOOD) is a variant of optimistic follow-the-regularized-leader (OptFTRL) that combines a discounted $(N+1)$-th order predictor with entropic regularization over a suitable "lifting" of the game's strategy space. This combination of ingredients is purposefully designed to dampen large oscillations of the induced sequence of play in a controlled manner, removing in this way a key stumbling block of previous attempts to achieve constant regret in general games. Our approach bears several striking similarities to the concurrent - and completely independent - work of Liu, Farina, and Ozdaglar (arXiv:2608.31166), who very recently derived an $O(N^{21}\log^{4} K)$ regret bound through the use of higher-order optimism and an exponential moving average estimator.
Current conditioned generative models heavily rely on score functions for guidance during training. When the generative model is a diffusion process with a singular diffusion coefficient and the underlying (conditional) densities either do not exist or are not smooth, we use causal optimal transport to define \emph{approximate} loss functions that identify a minimum-entropy control for guidance under minimal assumptions. Our approach relies on causal optimal transport and its characterization through the predictable representation property of (conditioned) diffusion processes whose associated martingale problem is well posed, à la Üstünel.
Rajmohan Rajaraman, Ravi Sundaram, Amanuel Tesfayecs.CC cs.LG
What can a single layer of self-attention compute? We study head complexity: the minimum number of attention heads required to compute a function in a one-layer attention-only model. We establish an exact hierarchy under this measure: $k$ heads compute $k$-bit parity but cannot compute $(k+1)$-bit parity. The lower bound is unconditional in the two resources a transformer might otherwise exploit; it holds at unbounded embedding dimension and unbounded numerical precision. The proof rests on an alternating-sum obstruction: after clearing the softmax denominators, every monomial in the resulting decision polynomial omits at least one of the $k+1$ input bits, forcing its correlation with parity to vanish. The same obstruction yields lower bounds for related tasks, including the well-studied multi-hop induction-head task. We also establish compactness bounds for embedding dimension and numerical precision. Specifically, a compactness theorem shows that any function computable at all can be computed with embedding dimension and precision bounded by the discrete data of the task, namely, head count, alphabet size, and length. Thus, potentially unbounded dimension or precision provably cannot substitute for heads. Finally, we derive nearly matching universal bounds for general binary functions: $2^n$ heads suffice to compute every $n$-bit binary function, with one head per monomial in its multilinear expansion, while a counting argument shows almost all such functions require $Ω(2^n/n^2)$ heads. This lower bound matches the upper bound to within a $\operatorname{poly}(n)$ factor, even when dimension and precision are unbounded. Together, these results characterize head requirements for Boolean computation in this model.
Attention mechanisms are central to modern foundation models, yet their training dynamics remain poorly understood, especially when the attention matrices have extensive rank. In this work, we study attention-indexed models, a broad framework that can represent multi-layer and multi-head attention architectures. First, we show that, in a suitable high-dimensional limit, the population-loss landscape is characterized by a finite set of trace order parameters. In contrast, online stochastic gradient descent (SGD) is governed by an infinite hierarchy of matrix moments, which we show can be exponentially well-approximated by a finite truncated system. Second, this framework reveals that attention parameterization itself can act as an architectural implicit bias. Direct optimization of an attention matrix $S\in\mathbb{R}^{d\times d}$ can remain trapped in an uninformative state. Tied attention ($S=WW^\top$) induces an automatic symmetry-breaking mechanism and yields weak recovery in $Θ(d^2\log d)$ samples. For untied attention, $S=UV^\top$, we uncover a fast-slow mechanism: the pre-activation mean first evolves on a fast timescale, while the overlaps evolve on a slower one. Weak recovery on the $Θ(d^2\log d)$ scale occurs when the state selected by the fast dynamics breaks the initial symmetry.
The computation of the Bures-Wasserstein (BW) barycenter of an ensemble of positive definite matrices arises throughout machine learning, optimal transport, and quantum information. Riemannian gradient descent (RGD) at unit step size -- the fixed-point iteration used in practice -- converges rapidly, yet existing analyses present a dichotomy: unit-step guarantees carry worst-case exponential dependence on the dimension, while dimension-independent guarantees require small step sizes that forfeit the empirical speed. We resolve this dichotomy, not by improving the guarantees for unit-step RGD, but by proposing a Projected RGD algorithm that achieves dimension-independent linear convergence at unit step size. The achieved rate, $(1 - κ^{-3/2})$, where $κ$ is the condition number of the ensemble, also polynomially improves on the best small-step guarantee ($κ^{3/2}$ versus $κ^{5/2}$ iteration complexity). The crux is a novel Projection Lemma: clipping the eigenvalues of a positive matrix to an interval $[α, β]$ is the closed-form, non-expansive (1-Lipschitz) BW-metric projection onto the set $\{S : αI \leq S \leq βI\}$ -- a statement which, unlike its known one-sided counterpart, does not follow from convexity. The projection is moreover free: it reuses an eigendecomposition the next iteration must perform in any case, so the projected and unprojected iterations cost the same per step. The same analysis covers the invariant matrix projection problem of Brahmachari et al. (2025), whose fixed-point algorithm we identify as unit-step RGD on a totally geodesic submanifold, thereby extending the dimension-independent guarantee to that setting verbatim.
Rigorous results show that feedforward neural networks can overcome the curse of dimensionality in the numerical approximation of high-dimensional partial differential equations (PDEs), but comparatively little is known about residual neural networks (ResNets) in the nonlinear PDE setting. We prove that ResNets overcome the curse of dimensionality in the numerical approximation of solutions of semilinear heat equations with globally Lipschitz continuous, gradient-independent nonlinearities: under polynomial growth and network approximability hypotheses on the PDE data, there exist $η\in(0,\infty)$ and ResNets $Ψ_{d,\varepsilon}$, $d\in\mathbb{N}$, $\varepsilon\in(0,1]$, with at most $ηd^η\varepsilon^{-η}$ parameters whose realizations approximate the solution in dimension $d$ with an $L^2$-error of at most $\varepsilon$. The proof represents one deterministic realization of a multilevel Picard estimator by a ResNet whose shortcut connections transmit the spatial variable and a scalar accumulator, while the residual branches successively add the summands of the estimator. For ridge-sum initial conditions, admissible sigmoidal activations, and globally Lipschitz truncations of the nonlinearity, we obtain, for every $ξ>0$, the explicit bound $C_ξd^{4+ξ}\varepsilon^{-(3+ξ)}$ on the number of parameters.
Felix Benning, Ivan Nourdin, Giovanni Peccatimath.PR cs.LG stat.ML
We study the large-depth behavior of residual networks whose weights are correlated across layers at initialization. Our results confirm and extend a conjecture of Marion et al. [2025], according to which correlated initializations should interpolate continuously between the Brownian stochastic differential equation arising from independent initialization and the ordinary differential equation arising from perfectly correlated initialization. When the initialization is obtained from the application of a feature function to a stationary Gaussian sequence with regularly varying correlation, we prove that there exists a unique critical scaling such that the infinite-depth limit is the solution of a Young differential equation driven by a Hermite process. Hermite processes reduce to the fractional Brownian motion if the feature function generating the initialization has Hermite rank one, which is the case for the identity function, for example. We show that the critical scaling and asymptotic limit are uniquely determined by the decay of correlations together with the Hermite rank of the feature function. Consequently, the correlation structure and Hermite rank of the initialization represent meaningful hyperparameters in the asymptotic regime. By contrast, under finite-variance iid initialization, the asymptotic driver is universally Brownian up to normalization regardless of the choice of distribution. Our proofs rely on a collection of novel results establishing a robust stability theory for Young differential equations in Banach spaces.
Existing theories derive neural scaling from data geometry or a specified data-model spectrum, but systems trained on the same data can scale differently when architecture or optimization changes the representations they can efficiently reach. We introduce Coupled Scaling, a task-conditioned framework in which finite-budget scaling depends on the relation between task structure and the geometry accessible to an architecture-optimization system. In a solvable mode-truncation model, loss separates into target energy outside architectural support and an unresolved supported tail. For an arbitrary priority order, the residual lies between the best-N supported tail and the tail beyond the largest completed high-value prefix. If the cumulative-tail and coverage log-rates are $γ_{A,T}$ and $ρ_{A,O,T}$, the residual exponent lies in $[ρ_{A,O,T}γ_{A,T},γ_{A,T}]$. Under bounded off-prefix gain, the completed prefix is rate-determining and $α_{A,O,T}=ρ_{A,O,T}γ_{A,T}$; for $a_{A,T,j}\asymp j^{-b_{A,T}}$, this gives $α_{A,O,T}=ρ_{A,O,T}(b_{A,T}-1)$. A fixed-kernel specialization derives the training-time exponent from the near-zero tail of a task-weighted spectral measure defined independently of the loss fit. The framework separates architectural support from finite-budget acquisition and motivates two tests: static task-relevant geometry should track loss at a common budget, while multiscale geometry should track coupling-specific exponent ordering, including reversal across contrasting tasks. An audit of released emergence trajectories identifies the controls needed for a direct factorial test that measures geometry separately from the scaling fit.
We propose a geometric parametrization of the filters in a single convolutional layer: the parameter is no longer an ordered family of filter vectors, but a fixed-dimensional subspace of the filter space. For one-dimensional finite-stride convolution, the filter-to-convolution-operator correspondence gives an injective linear map $\mathcal{C}:\mathcal{K}\to H$. This map sends filter subspaces in $\mathrm{Gr}(q,\mathcal{K})$ to operator subspaces in $\mathrm{Gr}(q,H)$; composing it with the Plücker embedding yields a projective parametrization $Φ:\mathrm{Gr}(q,\mathcal{K})\to\mathbb{P}(\bigwedge^q H)$. Using $T_U\mathrm{Gr}(q,\mathcal{K})\cong\mathrm{Hom}(U,\mathcal{K}/U)$, we compute the differential of the induced Grassmannian map and show that the differential of $Φ$ is injective at every point. We then use the vanishing equations for Plücker coordinates and standard affine coordinates on a Grassmannian to prove that $\mathrm{Gr}(q,\mathcal{C}(\mathcal{K}))\hookrightarrow\mathrm{Gr}(q,H)$ is a closed embedding, and hence that $Φ$ is a closed embedding. Consequently, the parameter space is isomorphic to its projective image, the parametrization is finite and birational onto its image, every fiber is a singleton, and the resulting projective neural variety is smooth. For $k=4$ and $q=2$, we also use Singular to recover the image ideal and check its dimension, degree, chart rank, and smoothness. This computation illustrates, rather than replaces, the general proof. Finally, we discuss possible connections with filter redundancy and low-rank convolution, while distinguishing the proved geometric results from application proposals requiring numerical validation.
We study how far gradient descent (GD) can be accelerated by predetermined stepsizes in smooth convex optimization. Going beyond the classical $Ω(n^{-2})$ first-order oracle lower bound of Nemirovsky and Yudin, we prove an $Ω(n^{-1.6342})$ non-anytime lower bound and an $Ω(n^{-1.2408})$ anytime lower bound. These improve the recent $Ω(n^{-1.932})$ non-anytime lower bound of Ma and Chen and the $Ω(n^{-4/3})$ anytime lower bound of Tsai et al., respectively. Together with the non-anytime $O(n^{-\log_2(1+\sqrt{2})})$ rate achieved by silver schedules, our anytime lower bound establishes a strict separation between the achievable convergence exponents in the two settings.
Jia-Nan Wang, Zixun Huang, Kairui Li +1stat.ML cs.LG math.OC
We study when and how momentum improves large-batch training in the one-pass regime, using power-law kernel regression as a tractable setting. We first characterize risk stability through the critical learning rate, defined as the largest learning rate for stable training, and obtain $η_{\mathrm{SGD}}^{\mathrm{crit}}\eqsim 1$, $η_{\mathrm{Polyak}}^{\mathrm{crit}}\eqsim \min\{1,B(1-ρ)\}$, and $η_{\mathrm{Nesterov}}^{\mathrm{crit}}\eqsim \min\{1,B^β(1-ρ)\}$, where $B$ is the batch size, $ρ$ is the momentum factor, and $β>1$ is the capacity exponent. Within this admissible region, we derive scaling laws for the full risk dynamics, capturing the progression from an early transient, through power-law decay, to a noise floor. We then minimize the final-step risk over the admissible learning rates and momentum factors under a fixed data budget, yielding a three-regime batch-size phase diagram that reveals how the role of momentum changes with batch size. Notably, Polyak enlarges the critical batch size, the largest batch size preserving the best small-batch data-scaling exponent, thereby enabling greater parallelism without sacrificing data efficiency. In contrast, Nesterov achieves better data efficiency in the large-batch regime because its look-ahead mechanism suppresses noise accumulation. Numerical experiments validate the predicted stability boundaries, risk dynamics, and batch-size phase diagram.
The pairwise independent correlation gap is the ratio of the maximum expected value of a set function under arbitrary dependence to that under pairwise independence, measuring the loss from this independence restriction. Under mutual independence, this gap is universally bounded by $e/(e-1)$ for monotone submodular functions. With pairwise independence, a tighter $4/3$ upper bound was established for several special cases, including $n=3$, and conjectured to hold universally. A recent AI-assisted counterexample disproved this conjecture for $n=5$, leaving the validity of the $n=4$ bound and the tight worst case bound open. We resolve both questions. First, for $n=4$, we establish that the $4/3$ bound holds universally and is tight using an AI-assisted proof combining theoretical analysis and computational verification. The proof combines a structural characterization of optimal numerator vertices, permutation symmetry, cone certificate systems, Bernstein polynomial representations, recursive simplex subdivision, and verification of $2,745$ Bernstein coefficient systems. Second, we show that the worst case pairwise independent correlation gap attains $e/(e-1)$ asymptotically by constructing an instance with identical marginal probabilities and a monotone submodular union coverage function on a ground set partitioned into $m$ blocks. The number of blocks grows sublinearly with the ground set size. The result follows by constructing a feasible solution to a scaled asymptotic reduced dual of the pairwise independent linear program and immediately extends to $t$-wise independent random elements ($t\ge2$), since $t$-wise independence implies pairwise independence. Thus, pairwise independence, despite being the least restrictive form of independence in the $t$-wise independence hierarchy, can be as restrictive as mutual independence in the worst case.
Sai Niranjan Ramachandran, Suvrit Sracs.LG cond-mat.dis-nn cond-mat.stat-mech cs.AI
We study the dynamics of Stochastic Gradient Descent (SGD), which is known to steer deep neural networks toward invariant sets that correspond to simpler subnetworks. How this steering unfolds over time remains poorly understood. We answer this by modeling the stochastic gradient flow (SGF) as a percolation process, in which architectural symmetries force subnetworks to merge in discrete simultaneous blocks rather than one at a time. These structural transitions register as variance spikes in a macroscopic order parameter, echoing physical phase transitions. We further show this trapping mechanism and its associated scaling cascade extend to Adam and AdamW under an explicit heavy-tailed noise model.
We study online maximization of nonnegative, non-monotone DR-submodular functions over compact convex down-closed subsets of the $d$-dimensional unit cube. The best known constructive offline approximation factor is $0.401$ under the corresponding meta-solvability assumptions, whereas comparable adversarial online guarantees had remained at $1/e$. We show that this factor is also achievable online. In the post-decision full-information value-oracle model, our algorithm attains factor $0.401$ with sublinear approximate regret when oracle feedback is conditionally unbiased and bounded. The online algorithm does not run the offline construction on a changing objective. Instead, it replaces the offline objective-dependent box step by a weighted online learner that controls the required residual terms cumulatively. An exact asymmetric balance theorem preserves the offline coefficients despite adversarial variation. The direct implementation has $O(T^{3/4})$ regret and uses $O(dT^{1/4})$ oracle calls per round. More generally, for every $δ\in[0,1/4]$, batching gives $O(T^δ)$ calls per round and $O(T^{4/5-δ/5})$ regret, including a one-call $O(T^{4/5})$ endpoint. Under a positive-anchor condition, randomized blocking retains factor $0.401$ with $O(T^{5/6})$ one-point bandit regret.
Lucas Qingyang Fang, Tiyao Liu, Jinhao Jing +4cs.LG cs.AI
Decentralized, serverless learning increasingly connects devices running different architectures, where the standard tool, decentralized SGD, is undefined as models with different parameter counts cannot be averaged. Knowledge distillation (KD) exchanges soft predictions rather than weights and sidesteps this obstacle, yet convergence theory for fully decentralized, asynchronous peer-to-peer (P2P) KD is lacking. We provide one, relocating consensus from parameter space to function (output) space: a KD event is a geometric contraction operator in logit space on the peers' predictive distributions, which we analyse in the Hilbert space of predictions on a reference measure. Under standard smoothness/variance assumptions and two realizability assumptions, one bridging parameter SGD to the functional step and one controlling restricted task/KD alignment, the time-averaged functional stationarity and function-space disagreement converge at rate $O(1/(ηT))$ to an $O(η)+O(B_f^2)+O(ζ_f^2)$ neighbourhood. Here $B_f$ is the distance from the task optimum to the peers' reachable classes and $ζ_f$ measures persistent local-task heterogeneity. Across homogeneous, width-heterogeneous, and mixed-family networks of the experiments, KD contracts function disagreement by $40-61\times$, while isolated training does not. The sampled stationarity diagnostic has late transient exponents $0.99-1.90$ on the shared-skeleton main runs, and the four-point step-size sweep exhibits the predicted transient: neighbourhood tradeoff.
Osvaldo M Velarde, Lucas C Parra, Alireza Hashemi +1cs.LG
Artificial neural networks are often regarded as powerful yet opaque black boxes. Here, we demonstrate that learning in deep neural networks generates local symmetries known in graph theory as fibrations and coverings. We prove that covering symmetries are stable attractors of stochastic gradient descent. Consistent with this theory, we report the emergence of covering symmetries across major network architectures, including multilayer, convolutional, recurrent, and transformer networks. Exploiting these symmetries enables drastic model compression - reducing networks to 17% of their original size without sacrificing performance. Furthermore, controlled breaking of covering symmetry overcomes the loss of plasticity, achieving state-of-the-art performance in continual learning. The theoretical results provide a new foundation for AI systems based on symmetries that convert black boxes into interpretable colored graphs and enable more efficient inference and lifelong learning.
We extend recent work establishing an equivalence between one-layer transformers and nearest-neighbor classifiers in the binary setting to the multiclass case. By leveraging the simplex encoding, we show that one-layer transformers with an argmax classification head behave identically to a one-nearest-neighbor classifier in the multiclass setting. This closes a gap left by prior work, whose multiclass result relied on a non-standard rounding-based approach rather than the typical argmax head used in practice.
We prove that a multi-head scaled dot product attention can be viewed as a parameter identification strategy. The ratio of unidentified parameters to the total number of parameters scales like the reciprocal of the number of heads ($1/2 \to 1/(2H)$), meaning models with more heads are structurally more identified. A subtle side effect of the mathematics observation that attention can never be fully identified. Similarly we also show that some bias terms can have no effect on softmax-based attention layers in both the single- and multiple-head settings, though this is mostly a curiosity that should have a marginal effect on model size and model training/prediction efficiency. We also touch on modern improvements to transformers including RoPE and GQA from this perspective, illustrating how those as well can improve the ratio of ``meaningful'' parameters to all parameters. Simple numerical examples demonstrate that training can indeed involve updates that overlap model-invariant subspaces that arise from a lack of identification. As part of our experiments we use a ``rebalancing'' approach that can ``fix'' updates that overlap unindentified subspaces but do not try to present evidence this should actually be adopted. Instead we simply view our numerical results as exploring and confirming the theoretical results. As a whole we discuss a purely mathematical/statistical explanation, identification, for why specific architectural choices in transformers may have improved performance.
The central flow of Cohen et al. (2025) is an empirically accurate continuous-time model of gradient descent at the edge of stability in deep learning, However, its derivation is heuristic. We propose a perturbative regime in which the central flow is the limit of gradient descent: we assume that the loss decomposes as $f = g + \varepsilon h$; in the limit $\varepsilon \to 0$, the dynamics of gradient descent with learning rate $η$ converge to the gradient flow of $h$ constrained to the minimizers of $g$ of sharpness at most $2/η$. Our approach is formal rather than rigorous; it treats gradient descent as a singularly perturbed dynamical system in $\varepsilon$. Three timescales emerge: a fast timescale of oscillations along the sharpest direction, an intermediate timescale of the self-stabilization mechanism, and a slow timescale of the dynamics along the minimizers of $g$-the central flow. Using the method of multiple scales, a classical formal method from singular perturbation theory, we derive the expansion of the dynamics in $\varepsilon$: the central flow emerges as the leading-order term in the expansion, while the self-stabilization mechanism appears in the next-order term. We study this mechanism beyond previous analyses: with a single eigenvalue at the edge of stability, we compute the slow drift of the energy of the fluctuations; with several eigenvalues at the edge of stability, we derive the self-stabilization system and explain why fluctuations persist.
The Levenberg-Marquardt (LM) algorithm is a well-known second-order method for rapid convergence and strong robustness when training small- to medium-sized neural networks (NNs). However, its computational and memory costs increase significantly as the number of parameters in an NN grows. To address this limitation, subspace methods have been proposed, such as the Krylov subspace LM (KSLM) and the hybrid subspace LM (HSLM), making second-order algorithms more efficient. In this work, we evaluate the subspace Levenberg-Marquardt algorithms for regression and classification tasks in neural networks. We compare the performance of subspace LM variants with the classical LM method, as well as other popular first-order algorithms, such as stochastic gradient descent (SGD) and Adam.
Bilevel optimization provides a natural modeling language for hierarchical decision problems. However, applying existing numerical solvers usually requires substantial manual analysis and reformulation. In this paper, we introduce disciplined bilevel programming (DBLP), a symbolic framework that allows users to specify and solve optimistic bilevel problems in a high-level, human-readable way that is close to the mathematical formulation. For problems with a disciplined nonlinear upper problem and a convex lower problem satisfying the disciplined parameterized programming rules, DBLP automatically canonicalizes the lower problem into conic form and constructs an equivalent single-level reformulation using the conic Karush-Kuhn-Tucker conditions. We relax the resulting complementarity constraint and use a gap continuation procedure to approximately solve a sequence of smooth nonlinear problems. We implement DBLP in the open-source Python package BLVPY, an extension of CVXPY for bilevel programming. We demonstrate the modeling and solution capabilities of BLVPY on a range of bilevel optimization problems from several application domains. The proposed framework and implementation allow users to specify and solve bilevel optimization problems within a few lines of code, without prior expertise in bilevel modeling and numerical optimization.
Seyed Mohsen Kazemi, Ali Movaghar, Shaahin hessabimath.OC cs.AI eess.SP
This paper introduces a structural taxonomy for constrained non-convex optimization based on the signature of Lagrange multipliers at KKT stationary points. Leveraging a unified game-theoretic interpretation of eight classical algorithm families--including block coordinate descent, ADMM, generalized Benders decomposition, successive convex approximation, interior-point methods, mirror descent, Frank-Wolfe, and Riemannian gradient descent--we show that the normalized multiplier vector carries an algorithm-independent structural fingerprint. Four scale-free shape features of this vector partition the dual space into five operational regimes: Unconstrained, Resource-Limited, Saturation, Strongly-Coupled, and Hybrid. We establish four structural theorems characterizing the partition: invariance under natural KKT symmetries, local stability under data perturbation with explicit Lipschitz margins from Robinson's strong regularity, codimension-one regime transitions, and the topological identification of the Hybrid regime as the Lebesgue-null boundary of the core regimes. A linear-time classifier is proposed with provable guarantees on correctness, iteration stabilization, sample complexity, and online tracking under data drift. Numerical experiments on 104 mixed-integer nonlinear programs and a downlink beamforming instance validate the theoretical predictions. The framework provides a foundational tool for regime-aware algorithm design and robustness analysis in non-convex optimization.
Many parameter-efficient methods generate the parameters of a large neural network from a low-dimensional latent representation. Given an architecture $Φ$ with $P_Φ$ parameter slots, we write $\boldsymbolθ_f=\mathcal{G}(\boldsymbolξ_f)$, where $\mathcal{G}\colon\mathbb{R}^M\to\mathbb{R}^{P_Φ}$ is a parameter generator and $\boldsymbolξ_f\in\mathbb{R}^M$ is a latent representation of the target function $f$. The architecture $Φ$ and the generator $\mathcal{G}$ are shared across the entire target class, while each target $f$ is represented by its own latent vector $\boldsymbolξ_f$, with $Φ_{\mathcal{G}(\boldsymbolξ_f)}$ approximating $f$. This framework encompasses hypernetworks, low-dimensional parameterizations, parameter-efficient adaptation, and model compression. Understanding the tradeoff between the latent dimension $M$ and the network budget $P$ is therefore fundamental to characterizing the expressive efficiency of these methods. We study this tradeoff for affine generators and fully connected ReLU architectures. More precisely, optimizing jointly over architectures $Φ$ satisfying $P_Φ\leq P$ and affine generators $\mathcal{G}:\mathbb{R}^M\to \mathbb{R}^{P_Φ}$, we prove that the optimal worst-case uniform approximation error over the unit ball of $α$-Hölder functions on $[0,1]^d$, where $0<α\leq1$, has the sharp order $ \bigl(P\min\{M,P\}\bigr)^{-α/d}. $ In particular, our result shows that even a fixed-dimensional latent space suffices to achieve vanishing approximation error as the network budget increases.
The motivation for this paper is the investigation of the trade-offs implicit in probabilistic models used in machine learning. Models are often used to make predictions in the form of conditional probabilities. However, a pair of conditional distributions p(x|y) and p(y|x) may not be compatible with any joint distribution p(x,y). Given two such conditionals, determining if there exists a compatible joint is known as the compatibility problem. For discrete random variables, when the conditionals are encoded as probability tables, the compatibility problem has a known solution, which is computationally tractable. In this paper, we formalise and study a succinct version of the problem, encoding conditional distributions as arithmetic circuits. This is applicable to practical applications of probabilistic modelling in high-dimensional settings, including neural network models. We show that, for succinct circuit representations of conditionals, the compatibility problem is intractable. In the case that all probabilities are non-zero, the problem is co-NP-complete. In the case that probabilities can be zero, we give examples to demonstrate that several notions of compatibility can be distinguished, and we prove that multiple versions of the problem are PSPACE-complete. Furthermore, we show that, assuming the polynomial hierarchy does not collapse, there exist compatible succinct conditionals whose joint cannot be expressed succinctly. Implications of these results for probabilistic modelling and machine learning are discussed.
Gradient descent (GD) is explicit Euler for gradient flow, but a state-accurate continuous-time surrogate need not remain accurate after differentiation. At every fixed nonresonant step size, ordinary automatic differentiation exactly differentiates the executed hard-ReLU GD program. We prove that, over a fixed finite horizon, the GD states converge and these exact discrete derivatives approach an event-free regional propagator, whereas the derivative of the limiting flow also contains speed-normalized activation-event transfers. A prepoint Stieltjes representation separates the absolutely continuous regional Hessian from atomic interface curvature; one nonzero gradient jump produces an exactly rank-one endpoint discrepancy, and global convexity prevents complete multi-event cancellation whenever an event is strict. Nevertheless, a standard family of globally 1-strongly convex residual-ReLU squared-loss risks realizes arbitrarily large reciprocal sensitivity ratios on open initialization sets, with a uniform transversality margin. The same discrete-versus-flow decomposition extends to parameters and reverse-mode adjoints; resolved smoothing in the scalar or autonomous-normal regime and consistent event localization recover the flow sensitivity. The results concern deterministic full-batch, finite-horizon dynamics with a stable finite itinerary of separated same-direction transverse events; they are consistency theorems, not prevalence claims for large-scale training.
Historically originating from Hilbert's 13th problem, the Kolmogorov-Arnold representation theorem (KART) has recently experienced a major revitalisation through its applications to neural networks, specifically Kolmogorov-Arnold Networks (KANs). While the exact representation is well established, its stability under continuous adversarial perturbations of the hidden layer remains a critical open question. In this paper, we investigate the robustness of KART against bounded adversarial translations. We provide an explicit, self-contained, and constructive proof of an approximate representation using fixed, piecewise linear inner functions. Crucially, our construction employs a single outer function that remains invariant for all summands and is independent of the specific adversarial translation, provided its maximum bound is known a priori.
By focusing on algorithmic stability as a means of establishing out-of-sample bounds, we provide a system-theoretic interpretation of generalization in learning-enabled dynamical systems arising in data-driven optimization and feedback control approximation. Given two neighboring datasets, we specifically model sample replacement as an exogenous disturbance acting on a sensitivity system, while the incremental behavior of the data-dependent operator is encoded through an integral quadratic constraint. By relying on dissipativity arguments, we establish a matrix inequality-based certificate and a uniform stability bound that separates the one-sample sensitivity of the learned operator, and an algorithm-dependent dynamical gain. The latter can then be optimized, offering a tractable tool for certifying and comparing generalization capabilities of learning dynamics. We show that our results recover classical ones for gradient descent, apply naturally to momentum-based methods such as heavy-ball and Nesterov acceleration, and extend to data-driven control.
We give a complete characterization of equivariant multi-head self-attention (MHSA): if an MHSA layer is equivariant to a symmetry group $G$, then $G$ can only act by permuting head-clusters, with QK and OV matrices satisfying an equivariance constraint tied to the group action. As a consequence, we prove that any fixed MHSA architecture that achieves exact equivariance by polynomially parameterizing unconstrained MHSA parameters inevitably leads to expressivity loss within the class of equivariant maps: the equivariance locus of unconstrained MHSA forms a union of extremely many Zariski-irreducible components in a reduced parameter space, and any single architecture covers at most one. For $G=D_4$ acting on $C$ copies of the regular representation as the token feature space, we show that there are $Ω(C^{64})$ components for eight attention heads.
Popular adaptive stochastic gradient descent (SGD) methods to train artificial intelligence (AI) systems include the RMSprop, the Adam, and the AdamW optimizers, where the adaptivity parts in Adam and AdamW basically just coincide with RMSprop. Such adaptive methods involve several hyperparameters including the regularization parameter $ε$ (which ensures that one does not divide by 0 and is often chosen to be very close to zero such as $10^{-8}$ in PyTorch by default) and the second moment decay parameter $β$ (which is often chosen to be very close to $1$ such as 0.99 (RMSprop) and 0.999 (Adam and AdamW) in PyTorch by default). Despite the high relevance of such methods, it remains an open research problem to provide error estimates for such methods with the error constants being not exploding but uniformly bounded with the respect to the hyperparameters, even in the situation of convex stochastic optimization problems. It is the key contribution of this work to essentially solve this problem for RMSprop. Specifically, we bound the expectation of the stopped evaluation of the objective function at the RMSprop process from above by the sum of an initialization term that decays exponentially in the training time, a stochastic approximation remainder of order $γ_n$, and a memory error of order $( 1 - β)^2$ with the error constants being uniformly controlled over all admissible choices of the step sizes, the second moment decay parameter $β$ and the regularization parameter $ε\in[0,1]$ (also covering $ε=0$). Our non-asymptotic error estimates hold not just for all sufficiently large n but hold for every gradient step $n=1,2,3,...$ with all error constants being explicitly specified. The key innovative new feature in the proof of our analysis are suitable inverse moment bounds for the second moment process in RMSprop.