On the Principles Behind Neural Network Optimizers

Reliable optimization is central to neural network (NN) training, yet Adam, the default optimizer for modern LLMs, rests on a fragile foundation. This thesis develops a principled grounding for Adam and motivates new designs. First, we revisit Adam's divergence--convergence debate and show the existence of a problem-dependent phase transition: with properly chosen, batch-size-dependent hyperparameters, Adam converges, whereas under small-$β_2$ regimes it can diverge. Second, we investigate why Adam substantially outperforms SGD on Transformers through Hessian structure. We find that the Hessian evolves toward a near-block-diagonal form along training, accompanied by strong block heterogeneity. We prove that this structure makes Adam's diagonal preconditioner effective. We further show that this special Hessian structure originates from consecutive multiplications of large matrix variables, and we provide a rigorous analysis based on random matrix theory. Finally, these insights motivate Adam-mini, a new optimizer that reduces Adam's memory footprint by 50\% while preserving its performance. Our results also have broader implications beyond Adam: they reveal new local structures in matrix-based nonconvex problems, and also help understand and improve recent NN optimizers, such as Muon.

Predicting When Random Low-Dimensional Reparameterizations Train Neural Networks

Neural networks can often be trained or fine-tuned through random low-dimensional reparameterization, where a small latent vector is mapped into a full parameter update by a frozen random map. This raises a practical question: how large must the latent search space be to reach a low-loss region? We first express the known accessibility transition in an equivalent conic form, centered for compact convex targets at the statistical dimension of the polar cone. Our main theoretical contribution is an orientation-resolved quadratic master formula that predicts the random-slice residual from both the curvature spectrum and the reference-to-solution displacement profile. It yields a self-consistent isotropic-orientation predictor and, in a conservative radius-only specialization, recovers the earlier Gaussian-width quadratic bound. Building on this analysis, we introduce Random Mapping Networks (RaMaN), which instantiate the predicted latent dimension using structured Hadamard or seed-regenerated Gaussian maps. These constructions avoid the O(dP) storage of dense random maps and reduce optimizer-state memory from O(P) to O(d). We also develop matrix-free curvature approximations and sweep-free dimension selection. Across controlled quadratic and neural-curvature experiments, the orientation-resolved predictor closely tracks measured transition locations and outperforms orientation-agnostic approximations when displacement direction matters. End-to-end experiments further show sharp, protocol-dependent training transitions across image and language models.