How Far Can Sharpness and Complexity Jointly Explain Generalization?
Ziyu Cheng, Xitong Zhang, Longxiu Huang, Rongrong Wang
Abstract
Sharpness and complexity are two central factors in the generalization analysis of deep neural networks. Existing quantitative evaluations of generalization measures have largely focused on individual scalar measures, leaving the joint explanatory power of sharpness and complexity largely unexplored. This work studies how far sharpness and complexity can jointly explain generalization. We use linear regression and introduce a Pareto-based analysis to quantitatively evaluate the joint explanatory power of these two factors. Beyond the existing parameter-level definitions, we further propose realizations of sharpness and complexity that are closer to function space and less dependent on raw parameter representations. We find that function-oriented definitions of these two quantities expand the explanatory scope of the two-factor view beyond what is achieved by existing parameter-level metrics. Overall, our results support the sharpness-complexity perspective as an informative lens for understanding generalization across diverse settings. At the same time, the remaining failures indicate that whether this two-factor view can serve as a complete theory of generalization remains open.
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Classified with taxonomy v2 on Sat, 5 Sept 2026.